Compliance Management Associates LLC is a BSA Risk Management & Control Consulting firm based in South Florida - designated both as a critical High-Intensity Drug Trafficking Area (HIDTA) and a High-Intensity Financial Crime Area (HIFCA). Our offering, which includes fractional Bank Secrecy Act/Anti-Money Laundering (BSA/AML) services, is targeted to assist our clients in addressing risk management issues emanating typically from passive oversight, insufficient policies, procedures and expertise, deficient risk monitoring and reporting and inadequate BSA/AML training. Expertise includes:
BSA, AML, OFAC Compliance
Risk & Control Management
Compliance Monitoring & Testing (CMT)
Issues and Remediation Planning
Enforcement Action Remediation
We serve banks, non-bank financial institutions, broker-dealers, and credit unions. The accomplished team at CMA not only possesses seasoned expertise in banking operations but also boasts a C-suite background, showcasing extensive experience and a comprehensive understanding of regulatory affairs. We adopt a collaborative approach with the client in determining the priority of the areas to be scheduled for review in the consulting engagement based on the annual risk assessment, audit findings and regulatory exam findings.
Connect with us today if you want to
✔ Benefit from an independent review of oversight effectiveness regarding compliance risks, which entails critical and robust evaluation and testing of the internal controls system including policies and procedures to ensure you satisfy regulatory mandates
✔ Secure expert guidance and assistance in the remediation of enforcement actions
✔ Alleviate any concerns regarding independent testing for compliance with trade finance transactions
Company Details
- Founded
- -
- Address
- 10689 N Kendall Dr,
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- https://cma-llc.com/
- Keywords
- BSA, AML, OFAC Compliance, Risk & Control Management, Compliance Monitoring & Testing (CMT), Enforcement Action Remediation, Training Programs, Investigations, Issues and Remediation Planning.
- HQ
- Kendall, Florida
Compliance Management Associates, Llc Questions
Compliance Management Associates, Llc's website is https://cma-llc.com/
Compliance Management Associates, Llc's LinkedIn profile is https://www.linkedin.com/company/compliance-management-associates-llc
Compliance Management Associates, Llc's industry is
Financial Services
Compliance Management Associates, Llc's top competitors are
Global Compliance Systems,
Digital Securities Consulting Llc,
Miami Ai Club,
World Open Network,
Doyle Carden Group,
Ofac-Api.com,
Kga Advisory Llc,
Noe Compliance,
Skyway Services,
Aml Helpdesk.
Compliance Management Associates, Llc's categories are Financial Services
Compliance Management Associates, Llc's founding year is 2016
