DDB Compliance Services Company Profile & Business Information
Financial ServicesToronto, Ontario, Ca1 employeeFounded 2020
Employees
1
Company source estimate
DDB Compliance Services Overview
DDB Compliance Services is a securities compliance consulting firm serving the Canadian securities industry, offering insightful advice and support to a full range of clientele. With specialized Compliance experience, we provide compliance consulting to IIROC, MFDA, FINRA, Portfolio Managers and Exempt Market Dealer firms. We also serve other securities related entities seeking specialized securities advice. Our areas of focus include policies and procedures, audit support, complaints and investigations, expert witness, anti-money laundering, training, new dealer registration and support, general compliance, and regulatory advice, know your product due diligence, and other regulatory areas requiring support.
- Headquarters
- Toronto, Ontario, Ca
- Industry
- Financial Services
- Founded
- 2020
- NAICS
- Finance and Insurance, Monetary Authorities-Central Bank