Essential Edge provides outsourced compliance services for broker-dealers, registered investment advisors, banks and insurance companies.
Essential Edge’s comparative advantage over its peers is its national network of professionals who have an average of 20 years of experience and specialized skills that are well suited to meet each client’s needs.
Additionally, as a virtual company, our rates are substantially less than competitors - which are saddled with salaries, office space, and other general and administrative expenses. Unlike our peers, our model is not based upon monthly retainers. We are the “911” call for securities industry compliance - when a company is short staffed, overcommitted or needs to focus their resources on other priorities. Whether a project is a few days, a few months or longer, we have the capacity, experience and skills to “fill in the gaps” no matter where they exist.
Our wide range of expanding services includes remote and on-site branch exams, risk assessments, AML and CEO certification exams, 206(4)-7 exams, email and advertising reviews, internal investigations, Reg BI reviews, sales supervision and other temporary staffing.
For a free consultation on how we may be able to help you with these or other services, contact Sander Ressler, Managing Director, at sander@eefirms.com.
Company Details
- Employees
- 10
- Founded
- -
- Address
- Space
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Website
- http://eeoutsourcing.com
- Keywords
- Outsourced Compliance Services, Branch Exams, Home Office Reviews, OSJ Reviews, Independent AML Exams, 206(4)-7 reviews, Reg BI Audits, Email Reviews, Advertising Reviews, Data Remediation, Internal Investigations, Temp Staffing, Outsourced CCOs, Mock SEC Exams, Risk Testing, WSPs, Books and Records Reviews, 3120 Testing and Exams, 3130(c) Exams.
Essential Edge Compliance Outsourcing Services, Llc Questions
Essential Edge Compliance Outsourcing Services, Llc's website is http://eeoutsourcing.com
Essential Edge Compliance Outsourcing Services, Llc's LinkedIn profile is https://www.linkedin.com/company/essential-edge-compliance-outsourcing-services-llc
Essential Edge Compliance Outsourcing Services, Llc has
10 employees.
View email and phone details for 10
employees at Essential Edge Compliance Outsourcing Services, Llc.
Essential Edge Compliance Outsourcing Services, Llc's industry is
Financial Services
Essential Edge Compliance Outsourcing Services, Llc's top competitors are
Complyconnect,
Compliance Admins Llc,
Renaissance Regulatory Services,
Hadrius,
National Society Of Compliance Professionals,
Haven Tower Group,
Advisorassist,
Reged,
Aca Group,
Lpl Financial.
Essential Edge Compliance Outsourcing Services, Llc's categories are Financial Services
Essential Edge Compliance Outsourcing Services, Llc's founding year is 2011
