Independent Consulting and Monitoring to hedge regulatory and operational risk on sell-side and buy-side | Save $$$Millions in reduced fines with proactive, independent validation of your own remediation work | Expert Witnesses for Securities Litigation | Outsourced CCO's and COO's
Our team has worked for: Goldman Sachs, Morgan Stanley, Lehman, BNP Paribas, and more.
Our team has partnered with: Cornerstone Research, The Brattle Group, Bates, GLG, Guidepoint, Dialectica, and several law firms.
A great team of consultants with decades of in-house experience!
• Nancy C. - KYC/AML/Sanctions expert; BNP Paribas; UConn Law
• David C. - Off-Channel communications & data expert, investigator, and ICC – Monitor
• Michael R. - Derivatives / Prime Brokerage attorney; Goldman, Morgan Stanley, Coinbase; Cornell Law
• Eric C. - Chief Risk Officer (Buy & Sell-side); Goldman, $24B hedge fund, NYU Stern MBA
• Joe L. - Equity Trader / Risk Manager - 40+ years
• Chris K - COO, Program Director; Scotia, Barclays, JPM; Yale, Merchant Marine
• Greg O - CFO, NYSE Euronext markets; Goldman, Lehman, PwC; entrepreneur
• Kate W. - APAC Fixed Income expert; Singapore/Hong Kong; entrepreneur; bi-lingual
Several others
…plus interns from Fairfield, Seton Hall, and Northeastern Universities…
Company Details
- Employees
- 2
- Founded
- -
- Address
- New York Metropolitan Area, Us
- Industry
- Financial Services
- NAICS
-
Finance and InsuranceMonetary Authorities-Central Bank
- Keywords
- Regulatory Affairs, Derivatives, Surveillance, Training, Outsourced Chief Compliance Officer, Outsourced Chief Operating Officer, Operations, Compliance, expert witness, Compliance, Remediation, Monitorship.
- HQ
- New York Metropolitan Area
Vega Compliance Consulting Questions
Vega Compliance Consulting's LinkedIn profile is https://www.linkedin.com/company/vega-compliance-consulting
Vega Compliance Consulting has
2 employees.
View email and phone details for 2
employees at Vega Compliance Consulting.
Vega Compliance Consulting's industry is
Financial Services
Vega Compliance Consulting's top competitors are
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Vega Compliance Consulting's categories are Financial Services
Vega Compliance Consulting's founding year is 2023
