Sam Lee, Cfa Email & Phone Number

San Francisco Bay Area

Glendale, CA

Concord, CA

• Formerly Genworth Financial Wealth Management, AssetMark is an investment firm with $25+ billion in assets, providing financial advisors with a curated suite of high conviction investment products.
• Lead coverage of 15 investment strategies with $8+ billion in underlying assets. Coverage includes: US and international equity, socially responsible equities, municipal bonds, multi-asset income, and unconstrained ETF.
• Conducted searches and pitched eight investment recommendations to executive leaders for approval. Since adding these eight strategies to AssetMark’s platform, five have outperformed vs. benchmarks as of 2/28/15 (with.
• Led an investment search in 2013-2014 period that added three investment strategies to the platform and resulted in the following:
• This success was featured in the industry publication FundFire in an article published on May 6, 2014 entitled, “Turnkey Platform Additions Highlight Rapid SMA of ETF Growth.”
• Since going live in April 2014, the strategies garnered over $500 million in net-assets for 2014 fiscal year.

Pleasant Hill, CA

• Supported the due diligence and reporting efforts of the investment strategies group.
• Managed inflow and completion of inquiries from an 80-person sales team, including 400+ customized reports each quarter.
• Awarded Genworth Management Award for proactively taking reporting and performance data responsibilities from director of investment strategies and senior analysts, freeing their time to focus on larger projects.
• Identified issue with AssetMark’s portfolio replication process, preventing future tracking errors and loss of investment performance for fund of funds investment product.

San Francisco, CA

• An independent financial advisory firm with $25+ million in assets, Pacific Wealth Group creates and executes customized financial plans for high net worth clients and institutions.
• Worked closely with wealth advisor to help clients reach financial goals.
• Created a financial plan and asset allocation for a prospective client, resulting in asset increase of approx. 10%.
• Managed the firm’s broker dealer transition, including the transfer of 400+ individual client accounts.
• Responsible for managing client account operations, firm communications and client requests.
• Organized a prospective client seminar with 50+ attendees, resulting in an increase in firm assets of approx. 5%.

Fremont, CA

• Responsible for testing and environmental monitoring of biotechnology drug manufacturing facility.

Master Of Business Administration (M.B.A.)

Bachelor Of Science (B.S.), Microbiology, General