Responsible for monitoring and coordinating compliance reviews for First Insurance Funding. Identify and communicate compliance deficiencies and potential problems to management. Implement solutions to resolve identified problems. Assist with annual policy and procedure reviews and updates. Ensure adherence to policy and procedure as it relates to Governance and Assurance.

Part of newly established team with responsibilities for information management and prioritization, including the assessment and inclusion of new disclosures into Golden Source Database. Cross functional role working with Treasury, Legal, Compliance, Product, and Business Support teams in a fast paced setting.

– Analyze trade exceptions and adjudicate tolerance exceedances for Compliance with Volcker mandate.– Work with Trade Supervision Volcker Team to provide comprehensive reporting and identify key risk indicators.– Contribute to risk mitigation within BMO Capital Markets, interact with Senior Management, Line of Business members, regulatory and other Compliance groups. – Develop key metrics while enhancing monitoring processes, by utilizing several analytical tools and in-house built and designed system platforms.– Assist with the development of policies and procedures to meet regulatory obligations.

The Assistant Site Manager is responsible for ensuring the timely and accurate filing of electronic tax returns at a community-based volunteer-driven tax site operated by the Center for Economic Progress (CEP). The Assistant Site Manager provides support and guidance to volunteer staff who prepare tax returns for low and moderate-income taxpayers. The assistant site manager helps to ensure effective integration of tax and financial capability services onsite, including tax return preparation and tax time financial capability.

Prepare Individual tax returns and related schedules.Prepare, organize and handle tax documents, reports, and statementsEnsure Compliance with company rules, policies, and regulationsWorking knowledge of TaxWise Tax Preparation Software

Conducted proactive compliance assessments of trading activity and strategies.