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@citi.com
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1 phone found area 917
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LinkedIn matched
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Aaron Griffith is listed as Business Risk Officer - Series 24 Licensed based in New York, New York, United States. AeroLeads shows a work email signal at citi.com, phone signal with area code 917, and a matched LinkedIn profile for Aaron Griffith.
Aaron Griffith previously worked as Regulatory Lead for Securities Services at Citi and Vice President & Exam Manager, Compliance Department at Citi. Aaron Griffith holds Doctor Of Law - Jd, Financial Services Law from New York University School Of Law.
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AeroLeads found 1 current-domain work email signal for Aaron Griffith. Compare company email patterns before reaching out.
I'm a strategic risk management professional with over a decade of experience contributing to the success of assets management and trading teams – ensuring adherence to policies and standards.I apply my strong commercial awareness, communication, and diplomacy skills to guide and influence strategies – enhancing controls, monitoring regulatory developments, and playing key roles in audits.I'm creative in development of system controls and enhancements – implementing advanced understanding of various trading platforms and systems.I'm organized, efficient, proactive, and resourceful in identifying issues and trends as well as recommending comprehensive and innovative solutions. Licensed in Series 24, 7, and 66.
Listed skills include Microsoft Office, Corporate Law, Investments, Public Speaking, and 17 others.
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New York, New York, US
Oversee regulatory affairs focused on Securities Services, including Treasury & Trade Solutions (TTS) and Securities – covering Custody, Fund Services, Execution Services, and Issuer Services. Formulate strategies and frameworks for department restructure and transition from second to first line of defense in risk management. Supervise three direct reports.
New York, New York, US
Directed regulatory exams assigned by Office of Comptroller of Currency as well as Federal Reserve Board for institutional client group. Oversaw regulatory reviews, risks assessment and control, reporting, and promotion of consistent regulatory messages globally. Advanced methodology for disagreeing with regulatory conclusions.Coordinated corrective action.
New York, NY, US
Orchestrated investigations of sales and operational customer complaints initiated through federal regulatory agencies, including Securities and Exchange Commission, Financial Industry Regulatory Authority, and state’s securities regulators – producing responses for product lines in retail brokerage division as well as firm affiliates.Analyzed trends in.
New York, NY, US
Built and maintained database used for tracking firm litigations, arbitrations, customer complaints, internal reviews, and federal as well as state regulatory actions organization wide. Produced quarterly and annual reports for senior management, covering product, geographical, legal, and regulatory concerns.Created comprehensive semi-annual reports on.
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Aaron Griffith is listed as Business Risk Officer - Series 24 Licensed.
AeroLeads has found 1 work email signal at @citi.com for Aaron Griffith.
AeroLeads has found 1 phone signal(s) with area code 917 for Aaron Griffith.
Aaron Griffith is based in New York, New York, United States.
Aaron Griffith has worked for Citi, Merrill Lynch, Painewebber, Lehman Brothers, and Scholastic Inc..
You can use AeroLeads to view verified contact signals for Aaron Griffith, including work email, phone, and LinkedIn data when available.
Aaron Griffith holds Doctor Of Law - Jd, Financial Services Law from New York University School Of Law.
Aaron Griffith is listed with skills including Microsoft Office, Corporate Law, Investments, Public Speaking, Research, English, Customer Service, and Powerpoint.
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