Aayush Ahuja Email & Phone Number

As a Compliance Associate with 3 years of experience in trade surveillance and market data, I possess a well-rounded understanding of regulatory requirements related to trading activities and market data reporting. My primary responsibility is to monitor executions for potential violations of laws, regulations, and internal policies, ensuring a compliant trading environment.Collaborating closely with various teams, including trading, risk management, App Dev, IT, and Finance, I facilitate seamless compliance operations. My expertise in the regulatory landscape and compliance processes enables me to create, implement, and maintain policies and procedures for trade surveillance and market data reporting.With a keen eye for detail, I excel at identifying risks and vulnerabilities, contributing to robust risk management strategies. My strong analytical skills allow me to interpret complex data, identify trends, and detect patterns efficiently.Furthermore, I possess a solid grasp of internal controls, governance frameworks, and relevant laws and regulations. This knowledge empowers me to provide valuable compliance guidance to the business, particularly concerning trade surveillance and market data reporting matters.I am dedicated to upholding the highest standards of compliance, ensuring that our organization remains in full adherence to regulatory requirements while fostering a culture of integrity and trust.I have a keen attention to detail and am able to identify risks and vulnerabilities. I also have excellent analytical skills, which allow me to effectively interpret complex data and identify trends and patterns.I possess a good understanding of internal controls, governance framework, and knowledge of relevant laws and regulations, which allows me to provide guidance to the business on compliance matters related to trade surveillance and market data reporting.

Listed skills include Microsoft Excel, Microsoft Word, Research, Civil Engineering, and 12 others.