Abdullah Ansari Email & Phone Number

Airoli

Airoli

Performing transaction analysis (trend analysis, description of potential unusual activity). Reviewing the last 3 disposition alerts in the last 12 months of the focal entity.Performing Adverse media screening on all identified counterparties and customers through the course of Alert or case Review.To monitor an unusual suspicious transaction happened in the payment to find Money Laundering and Terrorist financing to find any sanctioned country involvement in transactions.Monitored and Reviewed customer account transactional activities and made recommendations for further review or closure.Conducted due diligence reviews of customer and counter party transactions of high risk flagged parties.Complete extensive thorough investigations to determine if unusual activity is present and provide analysis of findings.Undertaking research, documents checks, and financial crime risk assessments via internal and external sources.Detecting and reporting suspicious activity, including predicate offences to money laundering and terrorist financing.Identifying and analysing alerts generated by the monitoring system to identify potentially suspicious activity.Conducting research in various internal and external databases such as corporate registries, Regulator, Exchanges, Bloomberg, SEC filings, Annual Reports & verification of KYC documentation of the clients to be adopted/reviewed, Sourcing documents from free as well as paid sources.Key responsibilities include initiating KYC checks–CDD/EDD (Customer & Enhanced Due Diligence), Sanction screening.Initiating Periodic reviews as per the client risk profile, drilling down the ownership structure till we get the UBO.Providing process training to new joiners as well as assisting them initially in maintaining quality metrics by conducting quality checks and doing appropriate -fencing of cases.Preparing MIS and allocating the task as per the highest ageing to team members to ensure we are not breaching the TAT.

Thane, Maharashtra, India

Checking KYC/AML status of clients before processing the instructions.Working on client's portfolio requirements regarding different requests like investing in mutual funds and withdrawing their money from the investments.Processing Client's portfolio transfer out to new plan manager or platform in fund to fund and fund to cash both types and Handling of cash transfers.Handling quality checks and investigating breaches and finding reasons for the breach.placing deal online for purchasing, repurchasing or fund transfers by proper allocation of work with given deadlines.Worked on ISA, GIA and Pension product.