Smitesh Bhosale Email & Phone Number

Mumbai, Mh, In

Mumbai, Maharashtra, India

Mumbai Metropolitan Region

• Governance, Risk and Compliance (GRC) implementations• Business Process Mapping / Process based audits– Procure to Pay (P2P), Order to Cash (O2C), Record to Report (R2R), Opportunity Management, Asset Management, SCM etc.• Corporate Governance, ERM, Compliance Management Framework for Investment or IPO bound entities• Internal Control Over Financial Reporting implementations• ERM and Risk Assessments• Business Process Re-engineering engagements• Learning and Development Solutions to more than 100 corporates across Financial, Risk and Operations domain in multiple sectors• Forensic and Fraud investigations• Engagement with over 500 CXO pan India for driving Digital Transformation Strategy on behalf of SAP and other Technology Service Providers• Business Process Management and Shared Service Operations for multiple corporates• Formulation of expert publications across multiple areas• Internal Audits• Transformation of Business through implementation of Business Analytics solutions (Use of leading technology tools)• Formulation of Standard Operating Procedures• Assistance to MSMEs for scale up of businessTraining in Credit Risk, Liquidity Risk, Market Risk, Risk Analytics, Basel II, Solvency II, GDPR Regulations

Mumbai Area, India

• Preparation of Annual and Quarterly Audit Plan• Engagement with the Audit Committee, Business Functions, CXOs• Planning of key Audit objectives• Prioritisation of the Audit requirements• Business Process Mapping – Procure to Pay (P2P), Order to Cash (O2C), Record to Report (R2R), Opportunity Management, Asset Management, SCM etc.• Execution and delivery of audit plan• Carrying out audits, leading team for certain execution areas• Governance, Risk and Compliance (GRC) implementations• Preparation and issuance of periodic audit reports• Briefing the Audit Committee prior to Audit Committee meetings• Business Continuity Planning and Management• Collaboration with global colleagues for Knowledge management and sharing, learning of leading, best practices• Engagement with Process Owners for implementation of audit recommendations and periodic status report to key stakeholders• Driving Policy Compliance Questionnaire (PCQ), Enterprise Risk Management (Mitigation Steps) and other key global “risk and control” related initiatives• Engagement with multiple Operating Company CEOs, Business Vertical Heads on a periodic basis (Business Partnering approach) while maintaining independence• SOX Implementations

Mumbai Metropolitan Region

• Setting up of Risk Consulting Practice and Leading the Business Vertical• Carrying out risk assessments, risk diagnostics for clientele across industries• Implementation of Enterprise-wide Risk Management Framework, Development of Risk and Control Matrix, Formulation of SOPs• Evaluation of Risk Mitigation Steps• Delivery of Risk Management initiatives• Reporting and Presentation to Senior Management, Board and Audit Committee• Carrying out Risk Based audits on behalf of Private Equity Investors and review of risk management process at the investee companies• Devised Risk Diagnostic Tool• Formulated a Global Corporate Governance Evaluation / Score Card• Formulated Channel Risk Maturity Matrix for evaluation and scoring of risk management practices adopted by dealers, distributors and channel partners of a leading automotive and farm equipment company in India• Leading Basel II and Solvency II based risk management, risk measurement approach for BFSI Clientele• Lead ERM projects for a very large group across all key business verticals

Mumbai Metropolitan Region

• Governance, Risk and Compliance (GRC) implementations• Sarbanes Oxley Implementations for multiple clientele• Business Process Mapping / Audits– Procure to Pay (P2P), Order to Cash (O2C), Record to Report (R2R), Opportunity Management, Asset Management, SCM etc.• Conducting Internal Audits at various Client business locations• Leading and execution of Enterprise Risk Management projects• Formulation of Audit Reports• Formulation of Standard Operating Procedures• Development of Activity Based Costing Model for value added steel manufacturer• Development of Product Pricing Model for Glass Industry• ERM Implementation in line with requirements of Clause 49 of the listing agreement / ERM Standards• Engagement with Business Leaders, Audit Committee, Board Members for formulation of Audit plan and execution of the plan• Client Service delivery management• Formulation of Risks and Controls Matrix, testing steps, execution of testing steps and reporting of observations. Formulation of risk mitigation plan based on test results• Implementation of Global ERM, Audit and Risk Assessment standards• Leading Internal Control over Financial reporting engagements

Mumbai, Maharashtra, India

1. Internal Audits2. Clause 49 - ERM Implementations3.Conducting Risk Workshops4. Internal Control Over Financial Reporting (ICFR) Implementations5. Sarbanes Oxley Implementations

Mumbai, Maharashtra, India

1. Internal Audits2. Re-Insurance Documentation Reviews3. Insurance Operations Audits4. Close Proximity Claims Processing Reviews5. Branch Operations Reviews6. Regulatory Compliance Reviews

Mumbai Metropolitan Region

• Formulation of Standard Operating Procedures• Working with Business to establish internal controls across business processes• Define Key Performance Indicators across all operations areas• Implementation of ISO 9001:2000 Standard across all areas in business• Carrying out periodic audits for evaluation of business performance• Carrying out internal audits, process evaluations for enhancing efficiency, identification of cost reduction, cost optimisation opportunities• Coordination with process owners for identification and update of operating procedures• Formulation and presentation of MIS to Senior Management• Training to Process Executives• Led Nationwide ISO implementation initiative (at Corporate)• Directly assisted Jt. Managing Director to streamline business process for Key Accounts of DHL

Mumbai Metropolitan Region

• Statutory Audit of Companies• Leading Limited reviews• Corporate Governance and Compliance Audits• Site Inspections• Guidance and Opinions with respect to Accounting Standards• Investment and Fund Management for Employee Fund of International Airline• Stock Reconciliations with Contract Manufacturing and Principal Companies• Imparted Training to colleagues with respect to New Accounting Standards• Independently led multiple audit engagements and delivery of assurance objectives

Mumbai, Maharashtra, India

1. Information Systems Audits2. ERP Reviews3. Tax Audits4. MIS and Business Plan, Projections5. Statutory Audits6. Tax Opinions7. Accounting Opinions8. Marginal Costing and Pricing Models

Mumbai, Maharashtra, India

Taxation, Internal Audits, Marginal Costing, Opinions, Statutory Audits, FERA Compliance (now FEMA)

Mumbai, Maharashtra, India

Articled Assistant and Trainee - 1. Individual and Business Direct Taxation Advisory2. Stock Audits and Verifications3. Concurrent Audit of Banks4. Dealer Account Reconciliatio6n for one of the largest Oil Marketing Company (PSU)5. Indirect Taxation Compliances6. Periodic Internal Audits7. Statutory Audits8. Tax Audits9. Investments verification

Composite Broker, General Insurance - Direct And Re-Insurance Broking

Activities and Societies: Undergone the required training and passed the examination of Composite Insurance Broker

Cisa, It Audit

Activities and Societies: IT Risk Assessment, BCM, BCP, DR

Cia, Internal Audit And Operational Risk

Aca, Accounts, Taxation, Audit, Corporate Law

Activities and Societies: BCA Seminars, FERA to FEMA Change management

B Com, Accounts, Costing, Auditing, Computers

Activities and Societies: Elocution, Debates, Quizzes, Seminars, Sports

Ssc, English, Mathematics, Sociology And Science

Activities and Societies: Debates, Sports, Singing, Karate