Allan Cuttle Email & Phone Number

Englishtown, Nj, Us

Englishtown, Nj, Us

New York, United States

Director of Idea Integration's Risk Practice providing Operational Risk Management, Enterprise Risk Management and Governance, Risk and Compliance (GRC) Services to Financial Services Clients. Specific Responsibilities and Accomplishments include: Creating a new practice around Risk Management and GRC within Idea Integration's Financial Services Consulting GroupCreated a product offering specifically around Risk and Control Spend Transformation - looking at a company's… Show more Director of Idea Integration's Risk Practice providing Operational Risk Management, Enterprise Risk Management and Governance, Risk and Compliance (GRC) Services to Financial Services Clients. Specific Responsibilities and Accomplishments include: Creating a new practice around Risk Management and GRC within Idea Integration's Financial Services Consulting GroupCreated a product offering specifically around Risk and Control Spend Transformation - looking at a company's spend on all risk, control (SOX) and internal audit activities (including supporting Risk and Compliance technologies) to better align and coordinate control and risk activities with an eye on reducing risk, compliance and audit costs up to 25% across the enterprise and created a beneficial ROI (i.e. reallocated resources, outsourcing opportunities, substantial expense reduction, etc..)Attracting top talent to join the new practice teamSold, led and delivered an engagement to implement a complete ORM program within the Global Markets business of a large U.S. National BankOrganized executive meetings and introductions for a large national bank with leading experts in the risk management community Acting as subject matter expert to clients on the subject of ERM, ORM, SOX, Integrated Governance, Risk and Compliance Frameworks and supporting technologies Show less

Director in E&Y's Risk Transformation Practice providing Enterprise Risk Management and Governance, Risk and Compliance Services to clients in all industries. Senior member of the Risk Transformation Practice Team and subject matter expert in Enterprise Risk Management (ERM), Operational Risk Management (ORM), Sarbanes-Oxley Compliance, Anti-Money Laundering Compliance, Governance Risk and Compliance (GRC) Frameworks, and technologies to support GRC activities.Specific… Show more Director in E&Y's Risk Transformation Practice providing Enterprise Risk Management and Governance, Risk and Compliance Services to clients in all industries. Senior member of the Risk Transformation Practice Team and subject matter expert in Enterprise Risk Management (ERM), Operational Risk Management (ORM), Sarbanes-Oxley Compliance, Anti-Money Laundering Compliance, Governance Risk and Compliance (GRC) Frameworks, and technologies to support GRC activities.Specific Responsibilities and Accomplishments Included: Driving service and asset development for the Risk Transformation Practice Selling of large client engagements with the focus on helping companies reduce spending on risk and control activities within their organizationLectured Senior Management and Board members of large companies on the benefits of Integrating Governance, Risk and Compliance activities within their organization to significantly reduce (GRC) costs and emphasized their responsibilities around Risk Management given the new SEC Proxy Disclosure Requirements Helped large companies streamline their GRC technology applications working towards one central technology application while reducing duplicative and inefficient processes and licensing costsAssisted clients with the design and implementation of Risk Transformation and ERM/ORM solutionsActing as subject matter expert to clients on the subject of ERM, ORM, SOX, Integrated Governance, Risk and Compliance Frameworks and supporting technologies Show less

Managing Director in BPS' Sales Organization responsible for direct sales of Operational Risk Management, Sarbanes-Oxley Compliance, Audit and Integrated GRC (Governance, Risk and Compliance) Software to Financial Services and Non-Financial Services Companies. Also responsible for creating channel partnerships and strategic alliances with consulting companies and technology firms with complimentary offerings.BPS, Inc is a leading solutions provider specializing in Risk Management (ORM… Show more Managing Director in BPS' Sales Organization responsible for direct sales of Operational Risk Management, Sarbanes-Oxley Compliance, Audit and Integrated GRC (Governance, Risk and Compliance) Software to Financial Services and Non-Financial Services Companies. Also responsible for creating channel partnerships and strategic alliances with consulting companies and technology firms with complimentary offerings.BPS, Inc is a leading solutions provider specializing in Risk Management (ORM and ERM), Internal Audit, Compliance, and Integrated Governance Risk and Compliance (GRC) technology systems. BPS has implemented Risk Management, Internal Audit and Compliance (SOX) solutions at many of the world's top-tier organizations. These solutions address Risk and Control Assessment, Compliance Tracking, Control Testing, Compliance Certifications, Internal Audit Work Papers Management, Audit Planning, Workflow Processes, Secure Collaboration, Issue and Action Tracking, Risk Libraries, and Reporting. The BPS Suite* fully supports cross-integration with key risk and control activities including internal audit, compliance, risk management, as well as IT and Business Units, helping to ensure integrated capabilities in a streamlined manner. Specific Responsibilities Include: Driving business development through software sales to private and public organizationsWorking hand-in-hand with inside sales executives to uncover and qualify leads for potential sales opportunitiesDeveloping new partnerships and alliances for BPS that generate additional streams of revenue for the companyRepresenting BPS (i.e. attending and presenting) at external Risk Management, Compliance and Internal Audit related events and conferences (i.e. GARP, Incisive Media, Risk Waters, PRIMIA, etc...) Acting as subject matter expert to clients on the subject of automating ORM, ERM, Internal Audit, SOX and Integrated GRC Frameworks Show less

Internal Audit, Compliance and Investigations Practice providing Risk Management and Integrated Governance, Risk and Compliance Services to Clients. Senior member of the risk management team and subject matter expert in Enterprise Risk Management (ERM), Operational Risk Management (ORM), Sarbanes-Oxley Compliance, Anti-Money Laundering Compliance, Integrated Governance Risk and Compliance (GRC) Frameworks, and technologies to support GRC activities.Specific Responsibilities… Show more Internal Audit, Compliance and Investigations Practice providing Risk Management and Integrated Governance, Risk and Compliance Services to Clients. Senior member of the risk management team and subject matter expert in Enterprise Risk Management (ERM), Operational Risk Management (ORM), Sarbanes-Oxley Compliance, Anti-Money Laundering Compliance, Integrated Governance Risk and Compliance (GRC) Frameworks, and technologies to support GRC activities.Specific Responsibilities Included: Driving business development and service developmentSelling, managing and delivering large client engagements Assisting clients with the design and implementation of Governance, Risk, and Compliance solutionsBeing an innovator and developing new services that generate additional streams of revenue within the practice Representing PwC (i.e. attending and presenting) at Internal and External Risk Management and Internal Control/SOX related events and conferences (i.e. GARP, ICBI, Risk Waters, RMA, PRIMIA, etc...) Acting as trusted advisor and subject matter expert to clients on the subject of ERM, ORM, SOX and Integrated Risk and Control FrameworksLeveraging other practice disciplines within PwC and delivering the firm Actively involved in recruitment, coaching and overall staff development Show less

Founding Partner of an independent global consulting and technology solutions company specializing in Governance Risk and Compliance (GRC) (i.e. Operational Risk Management (ORM), Enterprise Risk Management (ERM) and Sarbanes-Oxley (SOX) Compliance)Operational Risk Enterprise, Inc (ORE) specialized in establishing effective risk management and internal control solutions for financial institutions worldwide. This includes the creation and implementation of:Operational and… Show more Founding Partner of an independent global consulting and technology solutions company specializing in Governance Risk and Compliance (GRC) (i.e. Operational Risk Management (ORM), Enterprise Risk Management (ERM) and Sarbanes-Oxley (SOX) Compliance)Operational Risk Enterprise, Inc (ORE) specialized in establishing effective risk management and internal control solutions for financial institutions worldwide. This includes the creation and implementation of:Operational and Enterprise-Wide Risk Management Frameworks SOX 302 and 404 Program OfficeRisk and Control Hierarchal and Categorization Schemes Loss Data Capture ProcessesRisk and Control Self-Assessment Programs Control Testing ProgramsKey Risk Indicator Monitoring Programs Risk Reporting ProgramsTraining and Education Programs for ORM, ERM and SOXData Integrity and Quality Assurance ProgramsCustomized GRC Software Solutions The focus is on providing Risk and Compliance Consulting and Technology Solutions to large financial services clients for the purpose of enhancement of internal business models and optimization of financial performance through the more efficient design and implementation of GRC frameworks and the supporting technology solutions. Our customized business and technology solutions are both sustainable and adaptable as the clients' business evolves and are able to respond quickly and efficiently to market and client needs. While working at ORE, Allan also authored various white papers on the subject of Holistic Risk Management Frameworks and Implementing Technology in Support of Governance, Risk, and Compliance Frameworks Show less

Executive responsible for the global implementation of a pro-active Operational Risk (OR) Management Program throughout DB Group in order to identify and mitigate operational risks, strengthen the risk, control and compliance environment throughout the firm and to comply with Basel II regulatory requirements.Specific responsibilities and achievements include:Managing the DB ORM Group (60 persons globally - Americas, Europe and Asia) on a daily basis.Directing the global… Show more Executive responsible for the global implementation of a pro-active Operational Risk (OR) Management Program throughout DB Group in order to identify and mitigate operational risks, strengthen the risk, control and compliance environment throughout the firm and to comply with Basel II regulatory requirements.Specific responsibilities and achievements include:Managing the DB ORM Group (60 persons globally - Americas, Europe and Asia) on a daily basis.Directing the global implementation of the DB OR Framework (Loss Data Capture, KRI Implementation, Risk and Control Assessment, Reporting, Capital Allocation, etc.) within all DB jurisdictions.Ensuring the DB Operational Risk Management program maintained compliance with BASEL II, in order to qualify for the "Advanced Measurement Approach (AMA)" to ultimately reduce the amount of economic/regulatory capital allocated for OR.Established a Regional Operational Risk model in the Americas, Europe and Asia Pacific, in line with the Bank's management structure in order to work closely with regional management, liaise with the local regulatory authorities and to support the Divisional OR Officers where necessary.Developed and implemented a "bottom up" Risk/Control Self Assessment Tool (db-SAT) to identify operational risks, internal controls, control gaps and all necessary remediation steps.Devised a strategy to leverage the OR tool-set to also meet Sarbanes-Oxley Compliance, thus eliminating further investment, increasing the synergies between the control groups and significantly reducing the cost burden on the business. Spearheaded a project involving the ORM Function, Sarbanes-Oxley Control Group, Internal Audit and the Compliance Dept. in an effort to leverage the work performed, and to identify efficiencies and synergies among the control groups. Show less

Private Client Asset Management Division (PCAM)Head of Global Operational Risk Management Responsible for managing a group of professionals (35 Globally) charged with maintaining a rigorous risk identification and control program to mitigate risks and ensure a sound risk, control and compliance environment throughout the PCAM Division Globally (PCAM includes: Private Wealth Management, Deutsche Asset Management, and the Retail Bank in Germany and Europe).Specific… Show more Private Client Asset Management Division (PCAM)Head of Global Operational Risk Management Responsible for managing a group of professionals (35 Globally) charged with maintaining a rigorous risk identification and control program to mitigate risks and ensure a sound risk, control and compliance environment throughout the PCAM Division Globally (PCAM includes: Private Wealth Management, Deutsche Asset Management, and the Retail Bank in Germany and Europe).Specific responsibilities and achievements encompass:Spearheading the implementation of the Deutsche Bank Operational Risk methodology into all PCAM businesses worldwide to ensure compliance with the Basel II accord.Development, implementation and monitoring of Operational Risk policies and procedures.Chairing monthly control meetings with business line representatives to discuss control issues, key control MIS, corporate and regulatory policy changes, and issues specific to Anti-Money Laundering, Know Your Client and the Bank Secrecy Act (BSA).Development, and implementation of the "PCAM Operational Risk Book" to give Senior Management a monthly snapshot of the PCAM's risk and control environment and keep them apprised on all open control and risk issues affecting the business.Expanding overall control awareness within the PCAM business lines and advising them on effective and efficient ways to mitigate risks, adhere to corporate/regulatory guidelines and pinpoint potential gaps in the control environment.Development of a "bottom up" Risk Self Assessment Tool (db-SAT) to identify operational risks, control gaps and all necessary remediation steps to ensure compliance with Basel II. Show less

Spearheaded the implementation of control initiatives (FDICIA and Bankers Trust Standard's of Internal Control) and the integration of Operational Risk policies and procedures into the Bankers Trust/Deutsche Bank Global Private Banking business.In-charge of the Anti-Money Laundering (AML), Know Your Client (KYC), and Bank Secrecy Act Compliance Programs. Participated in the investigation of two well known AML cases and led the background check of a very high profile client… Show more Spearheaded the implementation of control initiatives (FDICIA and Bankers Trust Standard's of Internal Control) and the integration of Operational Risk policies and procedures into the Bankers Trust/Deutsche Bank Global Private Banking business.In-charge of the Anti-Money Laundering (AML), Know Your Client (KYC), and Bank Secrecy Act Compliance Programs. Participated in the investigation of two well known AML cases and led the background check of a very high profile client name.Developed and Performed Risk and Control, KYC and AML training for all PB Staff globally.Board Appointed Bank Secrecy Act Compliance Officer for Private Banking Americas.Member of the Wolfsberg AML Group and worked on the AML Best Practices Paper for the Private Banking industry.Primary liaison with the Banking Regulators (i.e. Fed, OCC), the Internal Audit Dept. and the banks external auditors (KPMG).Responsible for uncovering a 9.7 million-dollar fraud and money laundering scheme within the legacy Deutsche Bank Private Banking Business as a result of control self-assessment reviews of the back office operations functions.Member of the Banks Operational Risk Committee (sub-committee of the Board responsible for developing and implementing the Banks Operational Risk methodology in accordance with Basel II.Business Continuity Planning (BCP) and coordination for all Global Private Bank Business Lines. Show less

Reviewed and evaluated client internal accounting controls, detailing weaknesses and discussion of critical issuesPlanned, budgeted, staffed and supervised audit engagements including coordination with audit partners and managers; prepared audit programs and supervised and reviewed staff work.Prepared and reviewed consolidated financial statements and annual report disclosures. Researched and assessed FASB pronouncements and their impact on client financial statements and disclosures.