Adam Katz

Adam Katz Email and Phone Number

Managing Director and General Counsel @ PennantPark
Miami, FL, US
Adam Katz's Location
Miami, Florida, United States, United States
About Adam Katz

Outcome-focused General Counsel providing expert business and legal guidance to public and private companies, including private equity and venture capital firms, for over 15 years. Partners with executives to devise strategies for business development and operations. As Head of Legal and Chief Compliance Officer at Energize Ventures, led all legal and compliance functions. Prior roles include the #2 attorney at Golub Capital for over 7 years and Corporate Associate in a top 5 firm in the Am Law 100. Key Offerings:• Strategic Legal & Business Counseling. Advise executives, key stakeholders, and portfolio companies on business strategy, legal/regulatory matters, privacy, data protection, compliance, and risk mitigation. • Legal & Compliance Program Development. Establish legal and compliance departments, partnering with cross-functional leaders to develop policies, procedures, and workstreams. • People, Team & Cross-Functional Leader. Successful at developing multidisciplinary talent with high promotion rates. Collaborative leader on the investment and operations teams managing numerous firm functions including portfolio company investment, investment fund operations, and corporate and business development.

Adam Katz's Current Company Details
PennantPark

Pennantpark

View
Managing Director and General Counsel
Miami, FL, US
Website:
pennantpark.com
Employees:
78
Adam Katz Work Experience Details
  • Pennantpark
    Managing Director And General Counsel
    Pennantpark
    Miami, Fl, Us
  • Pennantpark Investment Advisers, Llc
    Managing Director & General Counsel
    Pennantpark Investment Advisers, Llc Sep 2024 - Present
    Miami, Florida, United States
  • Parsec Law
    Managing Partner
    Parsec Law Mar 2024 - Sep 2024
    Chicago, Illinois, United States
    Parsec Law is a full-service law firm offering elite legal experience at flexible/flat rates. We also offer fractional general counsel services to outsource or supplement your legal & compliance department.
  • Parsec Advisory
    Chief Executive Officer & Founder
    Parsec Advisory Nov 2023 - Sep 2024
    Chicago, Illinois, United States
    Parsec Advisory is a rapidly growing consulting firm focused on providing tailored regulatory compliance and legal operations services to businesses including registered investment advisers, exempt reporting advisers, and their portfolio companies.
  • Energize Ventures
    Head Of Legal & Chief Compliance Officer
    Energize Ventures May 2022 - May 2023
    Chicago, Illinois, United States
    Head of Legal, Chief Compliance Officer & Corporate Secretary in a market-leading venture capital and growth fund manager focused on software that accelerates the sustainable energy transition. Built the legal and compliance department as the first attorney hired at the firm. Established policies and procedures focused on a balance of fund growth, operational efficiency, and compliance culture. Led both legal and compliance functions on behalf of the manager, venture funds, growth funds, special purpose investment vehicles, and general partners with the goal of limiting expense and maximizing returns.
  • Golub Capital
    Senior Counsel
    Golub Capital Jan 2015 - May 2022
    Greater Chicago Area
    Senior Counsel in a market-leading direct lender and credit asset manager. As second-in-command to the general counsel, built the legal and compliance department from two attorneys to fourteen attorneys and compliance professionals. Provided counsel and strategic business advice with respect to the management companies, investment advisers, general partners, investment vehicles, and financing entities. Throughout tenure, developed and led each function within the legal and compliance department. Hired, trained, and managed successor leaders of departmental functions.
  • Dla Piper
    Associate
    Dla Piper Oct 2012 - Dec 2014
    Greater Chicago Area
  • Harrison & Held, Llp
    Senior Associate
    Harrison & Held, Llp Mar 2010 - Sep 2012
  • Lowndes, Drosdick, Doster, Kantor & Reed, P.A.
    Associate
    Lowndes, Drosdick, Doster, Kantor & Reed, P.A. Sep 2008 - Mar 2010
  • The Honorable Barbara Gilleran Johnson, Illinois Appellate Court 2Nd District
    Summer Judicial Clerk
    The Honorable Barbara Gilleran Johnson, Illinois Appellate Court 2Nd District May 2006 - Aug 2006

Frequently Asked Questions about Adam Katz

What company does Adam Katz work for?

Adam Katz works for Pennantpark

What is Adam Katz's role at the current company?

Adam Katz's current role is Managing Director and General Counsel.

What schools did Adam Katz attend?

Adam Katz attended Duke University, Washington University In St. Louis School Of Law, New Trier High School District.

Who are Adam Katz's colleagues?

Adam Katz's colleagues are Zabrina Ford, Joey Chalhoub, Andrew Jordan, Reji Paul, Florus Van Meijl, Terence Clerkin, Julia Zack.

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