Ade Kusmayadi Email & Phone Number

Indonesia

Greater Jakarta Area, Indonesia

Manage, develops and monitor risk management programs. Creates and modifies company policies and standard operating procedures to comply with Indonesia capital market regulation and industry practices. Provide advices and inputs to the Company Risk Management Committee’s to identify and mitigate any risk in Brokerage and Investment Banking activities. Acting as Management Representative in implementing the ISO 9001-2015 (the international standard that specifies requirements for a quality management system).

Manage all Compliance activity. Responsible for planning and conducting operational and regulatory compliance audits to evaluate the effectiveness of internal controls and organizational risk and to make sure the company complies with all Indonesia capital market regulation. Provide a comprehensive compliance advisory on the applicable regulations, policies and standards with regard to the activities of the business/operation. Liaise and maintain constructive relationships with the regulators.

Provide advices and inputs to the Board of Directors of Indonesian Central Securities Depository (KSEI), in relation to the regulations on the services of KSEI. Provide recommendations over every draft of Regulation of KSEI before the draft of regulation aforesaid is requested for approval from the Financial Services Authority.

Manage, set up and perform annual internal audit plan. Manage the internal audit team in reviewing and evaluating the operation of internal control in accordance to company’s policy. Give objective improvement of advice or recommendation regarding the audit finding. Monitoring, analysing, and reporting the progress of recommended action performance. Cooperate with the Audit Committee.

Provide a comprehensive compliance advisory on the applicable regulations, rules, policies and standards with regard to the activities of the business/operation. Ensure that the firm’s internal controls, policies and procedures adhere to applicable regulatory. Provide control, monitoring and training/education service to the business division. Liaise and maintain constructive relationships with the regulators.

Manage the investigation audit teams; make sure the IDX members trading activity is comply with IDX rules and Indonesia Capital Market Laws (market manipulation, insider trading, fraud) by conducting audit/investigation, reporting the finding to Securities Exchange Commission (Bapepam) and Cooperating with Bapepam. Optimise using of SMARTS Trade Surveillance Aplication System while conducting Investigative Audit of Market Abuse

Lead the team and make sure the securities company internal control or operational activities and net working capital comply with Exchange and Bapepam rules. Conducting inspections of securities company by performing background research and on-site examinations which include interviews with key personnel, tours of the operations and review and analysis of the firm's records and operations

Lead the Internal Audit Team. Conduct risk based audit approach, assess risks, analyze business controls, operational processes of the Exchange. Execute the annual audit plan in line with the associated risks inherent within the business of Exchange. Prepare timely audit reports addressing the key areas of control weaknesses of the business. Play a key role in special projects related to risk, controls,etc.

Education record

Education record

by Australian Federal Police (AFP) and Australian Securities & Investments Commission (ASIC), Canberra, Australia.

Master'S Degree, Investment

Bachelor'S Degree, Accounting, Faculty Of Economics