Adele Suxia Duan, Cams Email & Phone Number

Australia

Sydney, New South Wales, Australia

As a Student Partner at the University of Sydney Law School, I collaborate with lecturers and other student partners to enhance the educational experience for future law students. My responsibilities include conducting focus groups, co-designing assessments, and improving feedback methods to meet student needs and promote effective learning.

Sydney Cbd, New South Wales, Australia

Achievements:Successfully established the KYC framework for the Sydney office, streamlining client onboarding and compliance processes.Maintained and enhanced the KYC framework, contributing to a robust compliance environment and improved operational efficiency.Collaborated closely with affiliates, fostering a strong and productive relationship to ensure alignment and best practices.Expertise and Knowledge:Global Financial Industry Regulation: Leveraged extensive knowledge of global financial regulations to develop and implement effective compliance strategies.Australian Regulatory Framework: Applied sound understanding of Australian company regulation laws and financial frameworks to ensure compliance with local requirements.AU Financial Regulators: Familiar with the roles and requirements of Australian financial regulators, including the Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA).Global Client Onboarding (KYC): Extensive experience in global client onboarding, including for the UK, Hong Kong, and Australia. Proficient in navigating the regulatory requirements and processes for client onboarding in these regions.Skills:Regulatory ComplianceKYC Framework DevelopmentGlobal Client OnboardingRisk Assessment and MitigationComplex Flowchart CreationProcedure WritingCompliance Training and SupportPolicy Development and ImplementationCollaborative Relationship Management

Sydney Cbd, New South Wales, Australia

Eveleign New South Wales

Sydney, Australia

Sydney, Australia

Sydney

Sydney

Melbourne, Australia

Master Of Business Law - Mbl Current Student, Financial Industry Regulations

Double Bachelor Of Business (Banking&Finance) And Bachelor Of Business (Accounting), Accounting/ Banking & Finance

Master Of Finance, Finance, General

Exchange Program, Cost Management & Corporation Governance

Education record