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Alan Masters is a VP, Compliance Officer at CFG Bank. He possess expertise in compliance, aml, auditing, ssae16, sas70 and 24 more skills. Colleagues describe him as "It has been a great honor to work with Alan. As the Compliance Officer for our entire organization as well as the liasion for our clients compliance needs, Alan consistently juggled a hectic schedule. However, admist the chaos, Alan has always been highly responsive, detailed, and energetic. He explains complicated information in a clear manner, provided additional explanation or history regarding the regulation, and answers any questions. His positive disposition and passion about his work continues to make him a pleasure to work with. Alan is one of BancVue's greatest assets!", "Alan is an exemplary employee and has been a pleasure to work with at Bancvue.", and "I had the pleasure of working with Alan at BancVue for nearly 2 years. As the Compliance Officer at BancVue, I found that Alan always made himself avaiable for compliance discussions and was detail-oriented in his approach and response. The bottom line is that Alan was more than reliable in all of my interactions with him. Additionally, I found that Alan portrayed a genuiness in helping out his fellow employees and the company and, many times, would be seen going out of his way to help. I truly enjoyed working alongside Alan at BancVue."
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Vp, Compliance OfficerCfg BankWashington, Dc, Us -
Compliance Director, Export ControlsFis Apr 2020 - PresentJacksonville, Fl, Us- Drive the execution of compliance with the enterprise’s Export Controls compliance program for adherence to the United States Department of Commerce Export Administration Regulations- Manage annual Export Control regulatory compliance training program for approximately 13,000 employees. - Develop and maintain governance documents in accordance with enterprise compliance standards.- Maintain variance of < 10% for work completed by line of business and compliance group. - Perform control self-assessments on process flows, controls and procedures for Export Control functions to reduce risk and audit findings. -
Compliance ManagerFis Oct 2017 - Apr 2020Jacksonville, Fl, Us- Served as the Compliance Liaison to payments lines of business (Prepaid, Debit, Credit, Merchant, Loyalty) to drive Corporate Compliance directives.- Managed annual regulatory compliance training program for approximately 5,000 employees. - Developed governance documents in accordance with enterprise compliance standards. - Performed control self-assessments on higher risk lines of businesses to reduce audit findings. - Drove the execution of the enterprise’s Export Controls compliance program.
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Svp, Chief Risk OfficerCarlile Bancshares, Inc. (Now Independent Bank Group) Jul 2013 - Mar 2017- Managed the Enterprise Risk Management, Compliance, Bank Secrecy Act departments and Internal and Compliance Audit functions of a holding company and a state chartered financial institution in Texas and Colorado.- Maintained relationships with regulatory agencies to ensure Safety and Soundness, Holding Company and Consumer Compliance Exams were completed timely and efficiently.- Ensured all regulatory exam and audit matters were appropriately addressed to ensure closure of any open items. - Directed the holding company and bank’s Audit Committees, providing quarterly updates on audits, annual scopes, assessments and remediation plans. - Provided monthly and quarterly Risk, Compliance, Bank Secrecy Act, and Audit data to the Holding Company and bank’s Board of Directors. - Served as a lead on the holding company’s Security Advisory Group to drive implementation of and monitor controls around Information Security and Cyber Security risks. - Maintained the organization’s Enterprise Risk Management program by identifying effectiveness, efficiencies and deficiencies through operational data reviews, business unit interviews, and process document reviews. - Managed the enterprise’s Vendor Management Program from initial due diligence through ongoing monitoring.
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Vice President - Corporate Compliance Training And Policy ManagerPlainscapital Bank Oct 2011 - Jul 2013Dallas, Texas, Us- Developed and maintained the bank’s compliance policies, procedures and training content for the general operations of the Compliance Program and its related activities preventing illegal, unethical and improper conduct. - Served as a member of the Regulatory Comment Committee and Product Development Committee to ensure the bank’s products were aligned with any new or updated regulations. - Managed the Fair Lending, Community Reinvestment Act and Home Mortgage Disclosure Act reporting functions, exams and audits to ensure accuracy of information and timeliness of requested data. - Managed the annual compliance training program to ensure completion and regulatory needs and requirements were met. -
Compliance OfficerBancvue / Bancvue Interactive Jul 2008 - Sep 2011Austin, Texas, Us- Oversaw risk management and compliance functionalities within organization.- Ensured adequacies with banking regulatory compliance standards during development and implementation of products.- Managed internal information security program to ensure organization meets security and operational standards appropriate to Statement on Auditing Standards No. 70. -
Senior AssociateRsm Mcgladrey Aug 2007 - Jul 2008Chicago, Illinois, Us- Managed a team of over 100 employees and contractors on a national Bank Secrecy Act / Anti-Money Laundering project which concluded after a one year period.- Managed the development of compliance projects, project planning and implementation of projects focusing on a successful end result by maintaining awareness and communication. -
Risk Management ConsultantSheshunoff Management Services, Lp Nov 2004 - Aug 2007Austin, Texas, Us- Executed financial institution consumer compliance testing of financial institution related regulations which included a review of policies, procedures, monitoring and training programs to assess risk levels within the organizations.- Met with senior management to recommend compliance program enhancements, reducing possibilities for violations or monetary penalties. -
Compliance SpecialistCommunity Credit Union (Now Legacytexas) Sep 2000 - Nov 2004OPERATIONS / COMPLIANCE SPECIALIST- Implemented and monitored Bank Secrecy Act database for submitting Currency Transaction Reports to consistently maintain compliance and accuracy.- Trained employees for job functions, such as, performing teller transactions, opening new accounts, processing loan applications and how to recognize sales opportunities.- Developed organizational system and action plan to ensure that the branch would receive an excellent audit from organization's Internal Audit group and to maintain in compliance.
Alan Masters Skills
Frequently Asked Questions about Alan Masters
What company does Alan Masters work for?
Alan Masters works for Cfg Bank
What is Alan Masters's role at the current company?
Alan Masters's current role is VP, Compliance Officer.
What is Alan Masters's email address?
Alan Masters's email address is al****@****ail.com
What are some of Alan Masters's interests?
Alan Masters has interest in Banking Compliance, Professional Networking.
What skills is Alan Masters known for?
Alan Masters has skills like Compliance, Aml, Auditing, Ssae16, Sas70, Risk Management, Risk Assessment, Banking, Retail Banking, Compliance Testing, Compliance Training, Policy Writing.
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