Fund submission & maintenance.

Principal Asset Management Berhad (formerly known as CIMB-Principal Asset Management Berhad)Reporting to Head Legal, ASEAN. Generally, to draft/review documentation and provide legal advise/opinion.My portfolio includes agency matters (governance, training, business), sales & marketing retail/institutional (on-boarding documentation/issues/variations, various business arrangements with business partners, discretionary investment management (example separately managed account), digital project (customer/agent facing/EPF-EMIS), UN-PRI ESG project, investment operations (documentation facing broker, trustee or custodian i.e. fund accounting & fund administration), Administration (tenancy, vendor agreements), operations (e-documentation, vendor agreements), product (private retirement scheme, unit trust, cross-border and other new products), compliance (personal data protection, anti-money laundering (example s.40), FATCA/CRS), human resource (recruitment/placement agreements, cross-border data transfer) and investment (vendor agreements with Bloomberg, FTSE, MSCI and S&P, address issues i.e. soft commission for benchmark).Product exposure: unit trust, wholesale fund, private retirement scheme, discretionary investment management and financial planning.Certificates:Familiarisation Programme for marketing representatives

Hong Leong Capital Berhad.Reporting to Head of Legal.Portfolio includes investment bank (stockbroking, futures) and asset management.Unique areas of exposure: Personal Data Protection, Foreign Exchange Administration (FEA), FATCA/CRS working group.Product exposure: unit trust fund, wholesale fund and discretionary/non-discretionary products.

I was nominated during Annual General Meeting to act as Secretary for Joint Management Body for Savanna Condominium. I am familiar with both Building & Common Property (Maintenance and Management) Act 2007 and Strata Management Act 2013.

Report to Chief Compliance, Risk and Legal Officer.Other areas of exposure: product submission, licensing, anti-money laundering officer, electronic licensing application submissions.Unique projects: submission and review of UCIT documents, structured products, submission of private retirement scheme documentation for registration, creating operational and legal documents for private retirement scheme.Product exposure: unit trust fund, wholesale fund, private retirement scheme and discretionary/non-discretionary products.

Reporting to Vice President II, Legal.Exposure area: Fast Moving Consumer Goods (i.e. Alif cooking oil) and downstream activities (i.e. refinery).

Reporting to Head of Legal.Exposure: stockbroking and futures trading.

Reporting to Compliance OfficerExposure: Futures Trading.