Compliance Manager
Current
Mar 2022 - Present
AeroLeads people directory · profile
Adrian L. Email & Phone Number
Compliance Manager
at
Hong Leong Asset Management Bhd
LinkedIn matched
✓ Verified August 2026
3 data sources
Profile completeness 86%
Current company
Role
Compliance Manager
Location
Wp. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia
Who is Adrian L.? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
Adrian L. is listed as Compliance Manager at Hong Leong Asset Management Bhd, based in Wp. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia. AeroLeads shows a matched LinkedIn profile for Adrian L..
Adrian L. previously worked as Specialist, Product Development at Principal Financial Group and Assistant Vice President at Principal Financial Group. Adrian L. holds Bachelor Of Laws - Llb, Law from Cardiff University / Prifysgol Caerdydd.
Company email context
Email format at Hong Leong Asset Management Bhd
This section adds company-level context without repeating Adrian L.'s masked contact details.
Hong Leong Asset Management Bhd
Review company-level records connected to Adrian L. before choosing the right outreach path.
Profile bio
About Adrian L.
I have 15 years’ of experience in capital markets including stockbroking, futures, unit trust and fund management. My areas of practice include legal, product and compliance.Being a generalist rather than a specialist in a particular area of practice has enabled me to discern issues differently, whereby I am able to integrate legal, product and/ or compliance considerations into a solution which I deliver to my customer and assist them to come to an informed decision.
Current workplace
Adrian L.'s current company
Company context helps verify the profile and gives searchers a useful next step.
9 roles
Adrian L. work experience
A career timeline built from the work history available for this profile.
Oct 2019 - Nov 2022
Assistant Vice President
Principal Asset Management Berhad (formerly known as CIMB-Principal Asset Management Berhad)Reporting to Head Legal, ASEAN. Generally, to draft/review documentation and provide legal advise/opinion.My portfolio includes agency matters (governance, training, business), sales & marketing retail/institutional (on-boarding documentation/issues/variations, various business arrangements with business partners, discretionary investment management (example separately managed account), digital project (customer/agent facing/EPF-EMIS), UN-PRI ESG project, investment operations (documentation facing broker, trustee or custodian i.e. fund accounting & fund administration), Administration (tenancy, vendor agreements), operations (e-documentation, vendor agreements), product (private retirement scheme, unit trust, cross-border and other new products), compliance (personal data protection, anti-money laundering (example s.40), FATCA/CRS), human resource (recruitment/placement agreements, cross-border data transfer) and investment (vendor agreements with Bloomberg, FTSE, MSCI and S&P, address issues i.e. soft commission for benchmark).Product exposure: unit trust, wholesale fund, private retirement scheme, discretionary investment management and financial planning.Certificates:Familiarisation Programme for marketing representatives
Nov 2017 - Oct 2019
Legal Manager
Hong Leong Capital Berhad.Reporting to Head of Legal.Portfolio includes investment bank (stockbroking, futures) and asset management.Unique areas of exposure: Personal Data Protection, Foreign Exchange Administration (FEA), FATCA/CRS working group.Product exposure: unit trust fund, wholesale fund and discretionary/non-discretionary products.
Oct 2013 - Aug 2017
Secretary
Savanna Condominum, Bukit Jalil
I was nominated during Annual General Meeting to act as Secretary for Joint Management Body for Savanna Condominium. I am familiar with both Building & Common Property (Maintenance and Management) Act 2007 and Strata Management Act 2013.
Jul 2013 - Jul 2014
Senior Legal Executive
Report to Chief Compliance, Risk and Legal Officer.Other areas of exposure: product submission, licensing, anti-money laundering officer, electronic licensing application submissions.Unique projects: submission and review of UCIT documents, structured products, submission of private retirement scheme documentation for registration, creating operational and legal documents for private retirement scheme.Product exposure: unit trust fund, wholesale fund, private retirement scheme and discretionary/non-discretionary products.
Dec 2011 - Oct 2013
Senior Executive Legal
Reporting to Vice President II, Legal.Exposure area: Fast Moving Consumer Goods (i.e. Alif cooking oil) and downstream activities (i.e. refinery).
Sep 2011 - Dec 2011
Senior Executive Legal
Reporting to Head of Legal.Exposure: stockbroking and futures trading.
Aug 2008 - Sep 2011
Sep 2007 - Aug 2008
1 education record
Adrian L. education
FAQ
Frequently asked questions about Adrian L.
Quick answers generated from the profile data available on this page.
What company does Adrian L. work for?
Adrian L. works for Hong Leong Asset Management Bhd.
What is Adrian L.'s role at Hong Leong Asset Management Bhd?
Adrian L. is listed as Compliance Manager at Hong Leong Asset Management Bhd.
Where is Adrian L. based?
Adrian L. is based in Wp. Kuala Lumpur, Federal Territory of Kuala Lumpur, Malaysia while working with Hong Leong Asset Management Bhd.
What companies has Adrian L. worked for?
Adrian L. has worked for Hong Leong Asset Management Bhd, Principal Financial Group, Hong Leong Group, Savanna Condominum, Bukit Jalil, and Hwang Investment Management Berhad.
How can I contact Adrian L.?
You can use AeroLeads to view verified contact signals for Adrian L. at Hong Leong Asset Management Bhd, including work email, phone, and LinkedIn data when available.
What schools did Adrian L. attend?
Adrian L. holds Bachelor Of Laws - Llb, Law from Cardiff University / Prifysgol Caerdydd.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the Adrian L. you were looking for.
View similar profiles
