Adrian Moore Email & Phone Number

England, United Kingdom

London, GB

Reporting directly to the Chief Risk Officer, provides Executive leadership to the combined 2nd Line Conduct & Compliance Teams. Maintains a strong knowledge of the Bank and its regulations (inc. Sharia) and develop, implement and embed fit for purpose frameworks and solutions across all disciplines. Partner the business to enhance risk culture, controls.

As the Head of Risk & Compliance (interim), responsible for the design of on-boarding processes that minimise risk and exposure to clients and the Company. Designing a template suite for generic on-boarding processes and implement on-boarding process. Review, modify and update processes as required. Provide guidance and oversight of an AML compliance.

• As the Head of Compliance responsible for overseeing the implementation of the bank’s compliance function and ensuring that the business is in full compliance with applicable regulations and to ensure risk related.
• Development and implementation of approved business policies for financial crime, (AML, ABC and Fraud) and Conduct Risk.
• Design, development and implementation of compliance framework incorporating horizon scanning, compliance advice and assurance, including establishment of routine and thematic compliance monitoring plan
• Design and implementation of the Senior Managers Regime within the business in preparation for bank licence submission including liaison with regulators for the submission of approved person applications
• Supporting the management of the firms’ bank licence application approved by the PRA and FCA in December 2017 and the banks exit from mobilisation in December 2018.
• Design and delivery of routine compliance monitoring plan for lending products. Oversight of thematic compliance reviews for responsible lending and fraud.

Glasgow, Scotland, GB

Responsible for ensuring lending and operational procedures, strategy and business rules are compliant as well as owning and driving the design, implementation and development of a consistent control framework across credit, collections and fraud.

Charlotte, NC, US

Role Profile:The role is complex due to the breadth and depth of control and compliance requirements across UK Card Lines of Business (LOBs). Audit / Exam management is a broad remit covering; second line reviews and testing, Corporate Audit Reviews and External Reviews e.g. OCC, LSB, FCA and PwC. The role involves engagement with a broad group of.

Charlotte, NC, US

I now provide business support to the Head of Customer Values Strategies for Europe Card Services.

Charlotte, NC, US

Provide support for the Leadership Team with regards to the development and communication of business strategiesDevelop compelling business cases for revenue generation within EMEA / Asia Expansion teamDevelop & manage Hoshin-Kanri routines for Europe Card ServicesDrive Associate Satisfaction initiatives in business areasManage delvelopment and delivery of.

Charlotte, NC, US

Manage affinity loans relationshipsDevelop business strategies to deliver enhanced revenue and/or reduced costsReview pricing strategies deployed

Given a marketing, sales & business development background, I was specifically recruited to this role to create a ‘bridge’ between business/product areas and business risk, on matters regarding regulatory, operational and credit risk.Delivered risk consultancy to support and challenge a number of business areas to ensure a balanced and pragmatic approach.

Manage all aspects of external sales unsecured personal loans business, including, strategy, sales, marketing, risk, operation liaison, planning and forecasting.Manage business relationships with key internal stakeholders and external partners.Undertake planning, forecasting and interlocking plans with Finance and Distribution Channels.Delivering and.

London, London, GB

Creating a compelling product proposition for marketing execution.Develop product delivery and distribution strategy.Develop pricing capability - implementation of risk based pricing strategies.

Managed direct marketing campaigns in the B2B sector from; strategy direction, marketing planning, supplier management, (printers and marketing agencies) through to campaign execution and post campaign analysis.Commerical marketing hones skills as a marketeer as you do not have the wealth of customer data available in consumer products and services.

Swindon, Wilts, GB

Involved in many asepcts of consumer direct marekting, campaign management, database marekting and customer relationship marketing.Previously a Project Manager with Nationwide focussing on mortgage and insurance mainframe systems development

Pg Dip, Business & Management

Ba Hons, Business Studies

Ba Hons, Business Studies

Education record

Education record