First Level Executive
Current・Perform periodic and thematic compliance reviews to ensure all practices are in accordance with regulatory requirements, Bank’s and OSeM’s policies and guidelines. Perform exit meetings and ensure rectification actions are implemented.・Conduct internal investigation on any incident of non-compliance or complaints of disciplinary offences or wrongdoing in operations.・Highlight any departmental compliance issue and its impact to the Bank’s security. Escalate to management on any… Show more ・Perform periodic and thematic compliance reviews to ensure all practices are in accordance with regulatory requirements, Bank’s and OSeM’s policies and guidelines. Perform exit meetings and ensure rectification actions are implemented.・Conduct internal investigation on any incident of non-compliance or complaints of disciplinary offences or wrongdoing in operations.・Highlight any departmental compliance issue and its impact to the Bank’s security. Escalate to management on any issues related to non-compliance issues/incident found or matter raised by the staff.・Provide recommendations and identify opportunities for continuous performance improvement to quality of work and business processes for units, departments and organisation. Follow up on the agreed Corrective Actions & Preventive Action (CAPA) plans.・Conduct risk assessment of the security operations based on requirements of the Bank’s Risk Management Framework and policies.・Highlight key security risk to the department’s management for upward escalation to the Bank’s senior management or forums that are responsible for security and safety risks such as Board Risk Committee, Risk Management Committee, Operational Risk Management Committee or Safety Health (SHE) Committee. Show less