Forhad A. Email & Phone Number

London, Gb

London Area, United Kingdom

London Area, United Kingdom

-Conduct research and analysis of regulations to determine necessary reference data and ensure outstanding coverage of regulatory data sets-Utilize subject matter expertise to establish and maintain data management methodologies and business rules based on regulatory requirements-Supervise policy changes and announcements from regulatory bodies such as ESMA and the FCA to identify potential implications for data and processes i.e MIFID II, Solvency II, MICA, EMIR & UCITS Regimes-Perform quality controls and testing to ensure data accuracy, comparing Bloomberg data values to source documents-Provide excellent customer support for users of regulatory reference dataCollaborate with cross-functional teams, including Engineering and Sales, to optimize processes and -improve data products-Lead projects aimed at improving data quality and/or streamlining processes-Manage incidents by troubleshooting, conducting root cause analysis, and overseeing problem resolution

London, United Kingdom

-Reviewing and triaging red flags and helping with case opening decisions.-Investigation and analysis to determine whether any rules might have been breached and assessing serious misconduct and harm.-Engaging with companies and their advisers, through formal written information requirements or calls and meetings.-Creating outcomes, such as letters of concern or referrals to Enforcement in the most serious cases.-Using data to develop new ways to detect and assess misconduct.-Dealing with our internal and external stakeholders, such as the London Stock Exchange or Enforcement.

London, England, United Kingdom

-Analysis of transactions on UK capital markets to detect insider dealing and market manipulation under the Market Abuse Regulation (MAR) and determining validity of Suspicious Transactions and Order reports (STOR’s).-Provide extensive market research to determine validity of cases through solid legal regulatory knowledge and profound understanding of the market while responding to high volume cases in the FCA and the need of fast paced turnover.

- Review and approve transaction documentation like prospectuses and circulars prior to their publication. We do this pursuant to the Listing Rules and/or the Prospectus Rules.-Perform eligibility reviews – we review new applicants for listing eligibility determining whether they are eligible for listing-Give guidance on the Listing Rules and Prospectus Rules.

Responsible for the supervision of Asset Management firms, ranging from small, independent investment managers up to sophisticated financial services groups with a large impact on the retail market.

Promoted to a senior marketing ambassador with additional leadership and events management responsibility with the opportunity to work on the highest profile events such as graduation ceremonies and managing open evenings.

London, United Kingdom

Working with individuals from backgrounds which are underrepresented in higher education institutions, acting as a positive role model and sharing experiences to allow them to create paths to a brighter future

London, United Kingdom

- Generated confidence in public speaking conducting tours to large audiences- Sharing experiences to inform and inspire future students into higher education.- Trained the new intake of ambassadors, informing and working with others to inform them of key duties and responsibilities.- Providing campus tours to prospective students and their parents on open days.

London, United Kingdom

- Assisting Professional Client Management Team, with clients and training using L2 Dealing software- On the Futures and Shares desk working with OTC products and Contract Forward Derivatives- Trading Services experience providing frontline advice and supervising orders on financial instruments and deals

7 More London Riverside, London Se1 2Rt

Two year programme that delivers career development sessions to high performing 16 and 17 year old students from London schools in challenging circumstances.

Bachelor Of Science (Bsc) Economics, Economics, 1St Class Honours

City University Economics Society, Trading and Investment Society , Cricket Team

Education record

A&AS Levels-Mathematics, Design And Technology, History & Physics 10A*-A GCSES including an A in Mathematics, A/A* in English.