Principal Investing and Financial Advisory with focus on Media Technology, Natural Resources and Food and Agricultural Safety. Financed Diagnostic Lab in 2014 and was appointed CEO thereafter. Other transactions in Advertising Technology, Natural Resources (Oil and Gas), Energy Efficiency and Decentralized Finance as well as Private and Public Company Equity and Debt.

Diagnostic Lab Corporation (DLC) is a Food and Agriculture Safety holding company. Utilizing multi-strategies, proprietary food technology and medical science, DLC ensures product quality, safety and truth in labeling for all ingestible products including food and agriculture . DLC, through its subsidiary Dirigo Food Safety provides audits, advisory and certifications. DLC also maintains research partnerships and developed global solutions for physical, chemical and microbial risk. The DLC mission is to ensure quality, safe creation and consumption from seed-to-sale or farm-to-table. Successful exit Q4 2023.

Middle Market Investment Banking, Distressed Advisory, Mergers & Acquisitions, Family Business, Succession Planning, Divestitures, Pre-transaction Planning, Exit Strategy, Cross-Border Transactions, Privately Held Companies, Refinancing, Valuations.

Merchant Banking and Principal Investing / Advisory in the small to middle market sector. Firm provides or arranges funds for working capital, expansion, equipment, and so forth. Worked with private Equity Funds, Hedge Funds, Serial Entrepreneurs and high net worth individuals. Also structures and advises on mergers and acquisitions and assist companies with accessing the US public capital markets as well as increasing their public profiles. Additionally, maintains a buy-side relationship with a well-known principal investing group that seeks distressed, turnaround, workout, and other special situation investing. Selected transactions include Limelight Media Group, Crumbs Bake Shop and Consonus, Inc. as well as numerous advisory mandates.

Operated a Specialty Finance Company that was also a 12-G reporting and trading public company that specialized in origination of corporate financial services with advisory mandates in management consulting, equity and debt transactions with small and middle market public and private businesses ranging from $5M-$75M. Worked directly with CEO's, decision makers, shareholders, investors and high net worth individuals. Company is an affiliate of a top NASDAQ market maker. In additional to transactional work with clients also was responsible for operations including request for proposals, accounting and audit reviews, managing sales account executives and support staff, and direct marketing.