Alan Chan Email & Phone Number

New York, Ny, Us

Collaborate with Product teams to identify, quantify and model financial value for product features on product roadmap and backlogDevelop and manage product profit & loss – technology investments & budget for the Technology organization, product benefits and budget for Product teamCommunicate product benefits to all key stakeholders – Operations Head of Product, Operations Chief Financial Officer, Business Planning & Analysis (BP&A) team, Operations leaders and broader Operations Finance and Technology organizationsPrepare expense tracking for key initiativesReview, analyze and present monthly financial results for the productManage end-to-end the full lifecycle of Technology expense approvals, review them with senior leadership in Technology and FinanceEnsure all Technology expense requests adhere to firm standards, policies and procedures and are accounted for in the Operations Technology budgetSupport development of dashboards for product financial performance, product staffing and Executive Management ReportingSupport ad hoc requests from the Business, Senior Management, and Consumer Community Banking Planning & Analysis (P&A).

New York, Ny, Us

Responsible for a number of client facing regulatory tasks, focusing on client Dodd Frank and EMIR compliance. Responsible for reporting client status updates, working with legal and compliance on client inquiries, and coordinating with other Operational and Sales teams for client readiness and compliance.Work across a number of teams / platforms to source valid client contacts to be utilized for client regulatory outreach purposes.Monitoring and Tracking group inbox on internal requests and client responses and actions.Manipulate large amounts of data utilizing Excel, Access, etc. Translating data into meaningful metrics as directed by management.

• Provided trading support for the portfolio manager by monitoring all trading activities along the trade lifecycle including accurate trade capture, confirming transactions, and account reconciliations.• Initiated and executed a more effective trading log by creating Macros in Excel to compute the profit and loss of equity derivative trades. Generated detailed reports evaluating risks and returns.• Processed new accounts with custodian broker to ensure complete client data and accurate transfers of assets. Proficient on the Schwab Institutional platform.• Calculated monthly fees and managed all bookkeeping and accounting functions in QuickBooks for the company. Trained the company’s data entry professionals on various software applications.• Interpreted and communicated corporate actions to senior portfolio manager such as tender offers, warrants, mergers, and bond redemptions.• Monitored the firm’s trading activities and ensured compliance to strict regulatory requirements. Drafted and edited the compliance manual and worked with regulators to address issues during audits.• Submitted filings and financial statements to regulatory agencies such as the SEC and FINRA.• Consulted on securities litigations with damage calculations and valuation reports. Conducted extensive financial and legal research utilizing multiple sources such as Morningstar, Bloomberg and LexisNexis. Analyzed financial transactions and cash flows. Presented findings in expert reports.

New York, New York, Us

• Oversaw the supply chain of children’s apparel from original purchase order to delivery in retail stores. Developed production schedules for each season’s lines to facilitate on time delivery of goods.• Achieved goal of maximizing sales and minimizing mark-downs by utilizing inventory planning tools in Access and Excel. Determined appropriate initial quantities and subsequent replenishment flows based on historic data and current trends.• Communicated with international vendors to resolve any production or logistic issues that arose.