1. Risk Assessment: Conducting risk assessments to identify potential threats and vulnerabilities within the organization's processes, systems, and operations. This involves analyzing data, conducting interviews, and reviewing documentation to understand the risk landscape.2. Control Testing: Performing tests of controls to evaluate their design and operating effectiveness. This may involve walkthroughs, inquiry, observation, and re-performance of controls to ensure they are functioning as intended.3. Documentation Review: Reviewing policies, procedures, and control documentation to ensure alignment with regulatory requirements and industry standards. This includes identifying gaps and recommending improvements to strengthen controls.4. Issue Identification and Resolution: Identifying control deficiencies, weaknesses, or non-compliance issues and working with relevant stakeholders to develop remediation plans. This may involve documenting findings, assessing the severity of issues, and tracking remediation efforts to closure.5. Reporting and Communication: Communicating findings, observations, and recommendations to key stakeholders, including management and audit committees. This includes preparing clear and concise reports summarizing the results of control testing activities and highlighting areas for improvement.6. Training and Awareness: Providing training and awareness sessions to employees on control objectives, responsibilities, and best practices for maintaining effective controls. This helps to promote a culture of compliance and risk awareness throughout the organization.7. Continuous Monitoring and Improvement: Continuously monitoring changes in regulatory requirements, industry standards, and internal processes to ensure controls remain effective and up-to-date. This involves adapting testing procedures and methodologies to address emerging risks and evolving business needs.

SOX, IFC FRR, Financial Risk for Corporate Banking, NPA MIS, Transaction Banking. Also part of Change Management setup.

Internal Audit of Manufacturing Companies,Pharma, Packaging, Chemical, HVAC, Plastic Industries

Internal Audit, Statutory Audit, Process Audit of Public and Private Companies and Income tax return Filing.