Experienced Chairperson and Owner of Quest CE. A demonstrated history of working in the financial services industry. Discover the power of Quest CE's comprehensive suite of compliance management and training solutions tailored specifically for the financial industry. Our cutting-edge Compliance Management Software streamlines your regulatory processes and keeps your firm ahead of the curve. Stay informed with our Annual Compliance Meetings, offering customizable online and in-person sessions that cover the latest regulatory updates and best practices. Empower your team with targeted Firm Element Training designed to address your unique compliance needs and adhere to industry regulations. Safeguard your business with our Anti-Money Laundering (AML) Training, providing essential online courses to ensure compliance with AML regulations.With Quest CE, Investment Adviser Representatives can fulfill state-mandated Continuing Education requirements through our convenient online courses. Insurance professionals will also benefit from our extensive catalog of Insurance Continuing Education courses and efficient tracking services, designed to keep you compliant with state-specific requirements. Choose Quest CE and experience the difference of an industry-leading compliance and training partner dedicated to your success.Here's a list of some of the services offered:Compliance Management Software: A platform to streamline compliance processes and manage regulatory requirements for financial professionals and firms.Annual Compliance Meetings (ACM): Customizable online and in-person meetings designed to help financial professionals stay informed about regulatory updates and best practices.Firm Element Training: Customizable training solutions to address specific compliance needs, regulatory requirements, and firm policies for financial professionals.Anti-Money Laundering (AML) Training: Online courses to help financial professionals understand and comply with AML regulations and procedures.Investment Adviser Representative (IAR) Continuing Education: Online courses to satisfy state-mandated continuing education requirements for investment adviser representatives.Insurance Continuing Education (CE): Comprehensive insurance CE courses and tracking services to help insurance professionals fulfill their state-specific continuing education requirements.Securities Training and Licensing: Preparation courses and materials for various securities licensing exams, including FINRA and NASAA exams.Compliance Consulting.
Listed skills include Financial Services, Finra, Mutual Funds, Investments, and 36 others.
