Co-led the creation of a global program and team to ensure transparent and effective independent risk management of data risks. Specifically, led the aggregation, assessment, and communication of emerging and current data disks. Current critical functions include review and challenge of remediation of data control deficiencies for critical regulatory processes, creation and enhancement of related data testing, and overall continued enhancement of the firm’s data testing program.

Led a global team managing key compliance risks for Corporate & Investment Banking, driving impactful projects and initiatives in the bank’s risk program.The team:• Identified and evaluated emerging risks from various digital sources, assessing their impact on compliance.• Developed and executed broadly applicable regulatory and conduct programs (e.g., Regulations W and O, Allegations and Complaints, and Sales and Referral Practices).• Designed and delivered compliance policies and training.• Developed key compliance risk and performance indicators.• Produced and presented comprehensive, streamlined regulatory compliance risk reporting, including narrative and metric content.• Escalated and remediated material compliance risk exposures and control issues.Strategic initiatives and projects include:• Restructured key aspects of the investment bank's compliance program to align with a new enterprise risk framework, including governance, policies and procedures, processes and controls, and reporting.• Established processes and systems for evolving regulatory requirements and structures (e.g., Volcker Rule, Office of the Comptroller of the Currency Heightened Standards, Primary Dealer Registration, and Security-Based Swap Dealer).• Completed remediation to harmonize compliance risk frameworks and processes outside the U.S. with enterprise operating model. • Developed innovative system for identifying compliance risk events, ensuring proper analysis, and escalating program abnormalities to detect and prevent control breakdowns.

Partner (2012 - 2014); Associate (Jan. 2006 - 2011)• Counseled public and private entities on comprehensive corporate governance, including federal securities and state corporate law, securities exchange standards, and institutional investor standards.• Advised senior management in public disclosures and investor relations, including Securities and Exchange Commission reporting, proxy solicitations, and other public communications.• Developed aspects of client risk management programs, including assessments, training, monitoring systems, and oversight structure.• Led a wide range of public and private securities offerings. Representative achievements include:• Formulated a dynamic, scalable approach to guide various organizations in establishing and executing enterprise risk management policies and processes.• Designed and led a seminar for approximately 80 executives from various disciplines regarding the impact of public securities disclosure on non-securities professionals within a public company.• Led public equity and debt financings and private placements.

Focused on general corporate and securities matters, including securities offerings and compliance, mergers and acquisitions, and recapitalizations.