Sr. Operational Risk Analyst Ii
Ft. Mill, Sc
Supports core business units by reviewing, updating and validating missing EDD information while conducting periodic reviews of high risk clients, corporate entities and retail clients booked into North America, Europe and Asia. Partners and builds relationships with Sales Owners to ensure timely resolution of case files for refresh. Assists with new project initiatives, daily reporting and collaboration with Senior Executives to drive business decisions. Conducts client due diligence (CDD) and enhanced due diligence (EDD) in accordance with policy, procedures and regulatory guidelines for the US, Canada, EMEA and APAC regions Interprets Jurisdictional Regulations as it relates to guidelines needed to perform entity refresh and ad hocs Completes independent research on clients using internal and external sources, such as LEO, Tableau, Mint, Navigator, GTS, LexisNexis and other platforms Participates in key projects impacting KYC (On-boarding and Refresh), providing technical and analytical support in a global markets operations support function Provides data reporting via data analysis to on-site Management Contributed with the implementation of a new project to introduce new initiatives for Quality and Compliance Process and Procedures Serves as first point of contact for Senior Executives, including, Sales, Client Fulfillment & Servicing Teams