Albert Akerman

Albert Akerman Email and Phone Number

Executive Vice President and CCO @ Cabot Lodge Securities
Rockville Centre, NY, US
Albert Akerman's Location
Rockville Centre, New York, United States, United States
Albert Akerman's Contact Details

Albert Akerman work email

Albert Akerman personal email

n/a
About Albert Akerman

Proven Compliance, Audit, Risk and Control specialist with extensive experience in and knowledge of the Securities Brokerage, Investment Management/Advisory, Banking and Insurance industries. Strong understanding of regulatory structure, control specification and best practices as related to sales, trading, research and operations. Successful track record in handling regulatory, external and internal audit examinations; reducing liabilities associated with enforcement actions and customer complaints; resolving control and financial deficiencies and implementing new policies and procedures.Specialties: Securities Licenses: FINRA Series 7, 24, 27, 66, 79 & 99 Insurance Licenses: Life, Accident, Health and Fixed and Variable ProductsProfessional Certifications: CISA, CFSA and CBE - CFP, pendingApproved Arbitrator and Panel Chairman, FINRA Dispute Resolution DepartmentPast President and Executive Committee Chairman, Securities Industry and Financial Markets Association (SIFMA)

Albert Akerman's Current Company Details
Cabot Lodge Securities

Cabot Lodge Securities

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Executive Vice President and CCO
Rockville Centre, NY, US
Website:
clsecurities.com
Employees:
39
Albert Akerman Work Experience Details
  • Cabot Lodge Securities
    Executive Vice President And Cco
    Cabot Lodge Securities
    Rockville Centre, Ny, Us
    View
  • Strateegic Management Associates Llc
    Principal And Managing Member
    Strateegic Management Associates Llc Mar 2015 - Present
    Greater New York City Area
  • Cabot Lodge Securities
    Executive Vice President & Cco
    Cabot Lodge Securities Sep 2011 - Present
    44 Wall Street
    View

Albert Akerman Skills

Securities Financial Services Finra Risk Management Financial Risk Equities Capital Markets Fixed Income Finance Series 7 Investments Asset Management Investment Banking Series 24 Investment Advisory Internal Audit Aml Due Diligence Trading Banking Mutual Funds Series 63 Hedge Funds Alternative Investments Financial Regulation Sec Financial Advisory Operational Risk Ofac Prime Brokerage Options Private Placements Insurance Usa Patriot Act Kyc Securities Regulation Compliance Cisa Cams Etfs Broker Dealer Series 65 Asset Managment Asset Back Office Bank Secrecy Act Business Continuity Investor Relations Business Continuity Planning Accident

Frequently Asked Questions about Albert Akerman

What company does Albert Akerman work for?

Albert Akerman works for Cabot Lodge Securities

What is Albert Akerman's role at the current company?

Albert Akerman's current role is Executive Vice President and CCO.

What is Albert Akerman's email address?

Albert Akerman's email address is al****@****ies.com

What is Albert Akerman's direct phone number?

Albert Akerman's direct phone number is +121238*****

What skills is Albert Akerman known for?

Albert Akerman has skills like Securities, Financial Services, Finra, Risk Management, Financial Risk, Equities, Capital Markets, Fixed Income, Finance, Series 7, Investments, Asset Management.

Who are Albert Akerman's colleagues?

Albert Akerman's colleagues are Linda A. Ventura, Joe Tackitt, Barbara Ivester, Abraham Weiss, Stephen Meskan, Allan Mcdonell, Ronald Rizzo.

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