Albert Silva Email & Phone Number

New York, NY, US

• Review inquiries pertaining to securities settlement, cash management, and asset servicing for insurance and pension fund global custody clients, ensuring thorough analysis and resolution
• Collaborate closely with internal teams to expedite the resolution of transactions within established timelines
• Assist in the training of new associates, providing comprehensive guidance on securities operations procedures to facilitate their onboarding and ensure adherence to operational standards

New York, NY, US

• Review and approve limit excesses, ensuring a balanced approach that considers the short-term and low-risk nature of intraday credit for the Bank's Treasury Services, Custody, and Corporate Trust businesses
• Facilitate efficient and timely transaction processing while exercising sound judgment in granting credit approval across all circumstances

Newark, NJ, US

• Responsible for investment guideline monitoring, analysis and resolution of investment guideline breaches for fixed income, money market and derivative trades in both general (firm) and third party accounts utilizing.
• Review of new and amended portfolio guidelines within investment management agreements and manual review of portfolio guidelines not automated
• Preparation of monthly and quarterly client certifications
• Updated restricted securities and watch lists
• Pre-trade and post-trade compliance monitoring

New York, NY, US

• Prepared and co-approved credit memos and assigned internal borrower risk ratings and credit limits for public and private pension plans, endowments, foundations and mutual funds which are custodied within the firm's.
• Conducted research and approved F/X limit exceptions by analyzing historical usage, asset coverage, and lien language
• Approved credit terms for ISDA agreement inclusion

New York, NY, US

• Primary lead for account rebalancings with appointed transition managers and working with documentation and client service teams of pension, defined contribution and not-for-profit plans
• Reconciled transition managers’ executed trade blotter vs. trades posted to custody platform
• Responsible for client onboarding of in-kind assets and/or cash to newly hired investment managers’ internal custody accounts or external custodian accounts

New York, New York, US

• Analyzed, documented, and approved counterparty limits for a diverse range of clients, including corporate and public pension plans, investment managers, mutual funds, and endowments/foundations. Covered products.
• Negotiated credit terms and conditions for ISDA documentation
• Provided approval for live trades to trading desks
• Tracked and ensured the resolution of trade and limit exceptions