Internal Audit Manager
CurrentAs an Internal Audit Manager at Equiniti, I lead critical audits across our North American operations, ensuring robust risk management and operational excellence. My role involves overseeing both domestic and international audit teams, managing multiple audits simultaneously, and driving key departmental initiatives.Key Responsibilities and Achievements:Audit Leadership: Spearheaded audits over vital areas such as proxy services, cybersecurity, capital raising events, and enterprise risk management.Team Oversight: Supervised and mentored both domestic and international audit team members, enhancing efficiency and communication across teams.Process Improvements: Implemented process efficiencies that streamlined communication with auditees and provided better visibility into audit statuses, resulting in more effective audit management.Audit Outcomes: Led audits that resulted in the implementation of additional cybersecurity controls across the enterprise, improved data quality for various business units, and established both internal and external SLAs.Quality Assurance and Compliance: Managed the self-assessment component of our Quality Assurance and Improvement Program (QAIP), ensuring alignment with our audit methodology.Business Continuity Planning: Ensured that the internal audit departmental BCP plan aligns with corporate initiatives and IT best practices, overseeing the entire planning and review process.