Alex Betta Email & Phone Number

St. Louis, Mo, Us

Greater St. Louis Area

• Investigate and assess alerts for sanction risks • Ensure efficient identification of Politically exposed persons (PEPs)• Investigate, review, and resolve economic sanction related alerts • Comply with all U.S. laws and OFAC(Office of Foreign Assets Control)/Sanctions requirements• Document information on clients using a variety of research sources• Track vessels/shipping containers to ensure they are not docking/being re-directed to sanctioned countries• Review potential matches against various regulatory watch lists and conduct additional research to ascertain validity of matches

Greater St. Louis Area

• Support and work with the Operational Risk Managers (ORMs) • Build various reports and meet the assigned deadlines. This includes the monthly reporting of Key Control Indicators (KCIs), Incidents, and Overdue Findings. Also, the quarterly reporting of Action Plans and the Risk Dashboard.• Reach out to L4 Managers regarding the status of Findings, Action Plans, KCIs• Have a strong understanding of Archer and its functions • Assist in building/modifying the Risk Control Partner (RCP) SharePoint site • Created procedures on how to build Incident, Action Plan, and Overdue Findings Reports.

Greater St. Louis Area

Project #1 • Utilize Excel, origination, and imaging systems • Audit and analyze credit applications to assess and identify purpose of funds and collateral structure • Review supporting documents and data as needed to determine correct call code • Input findings into call code worksheet to populate applicable call code • Purpose of project is to meet regulatory reporting guidelines • Work as part of a team, efficiently communicating and assisting each other as needed Project #2:• Review and analyze commercial appraisals for the upcoming Basel IV requirements• Compare appraisals to supporting documentation and interpret the data, understanding the different approaches the appraisers use and the reason behind it• Work and communicate with appraisers across the country to obtain appraisals, supporting documents, and to discuss errors• Work with the team here in St. Louis, efficiently communicating and assisting each other as needed

• Answer inbound calls from clients pertaining to their accounts at TD Ameritrade • Conduct research, analysis and problem solve in response to various customer inquiries andquestions pertaining to their accounts, trades, retirement, transfers etc. • Established contact with other departments / TD branches to conduct research / solve problems toassist customer in their needs • Utilize and navigate various computer programs to assist customer • Provide quality customer service to clients

Brentwood

* Perform cashiering duties while providing excellent customer service* Assisting the customer with any needs or concerns they may have* Communicating by phone to other team members/departments* Working with the team to efficiently solve problems and give the customer a great experience

Brentwood

* Work with clients to set short, middle and long term goals* Develop and write programs for clients that are tailored to their specific goals* Give clients advice on nutrition and breakdown their macronutrient intake* Motivate and educate clients during training sessions* Build a relationship with the client and earn their trust

Greater St. Louis Area

* Conducted research and analysis to procure information and documentation needed to establish brokerage/bank accounts for customers* Established and maintained client communication by phone and email to obtain needed information or documents* Established and maintained contact with Scottrade branches and other departments to conduct research of client accounts* Utilized various software programs to conduct analysis