Alex Choo Email & Phone Number

Singapore

-Perform and coordinate daily post trade investment compliance monitoring activities via bloomberg-Establish, update and gather appropriate post trade and other relevant investment compliance indicators-Review rules coded to ensure consistency, accuracy and completeness-Develop and maintain 2nd line trade oversight and market abuse monitoring (equities and.

Singapore

• Identifying and interpreting investment and operational restrictions arising from external regulations, client guidelines or internal policies
• Perform investment restriction coding and monitoring pre and post trade alerts/warnings in Charles River system
• Perform transaction monitoring covering execution factors such as price, fair allocation, cross trading etc
• Client reporting
• Supporting the monitoring of portfolio risks

Singapore

· Oversee cash liquidity of the assigned funds and ensure proper funding to avoid overdraft. This includes arranging for currency exchange to cover shortfalls, where necessary, and providing accurate and timely cash reports to the portfolio managers.· Provide accurate and timely investment reports to the portfolio managers, as required.· Support portfolio.

Singapore

-Experienced in global equities and fixed incomed products confirmation and settlement processed.-Currently taking care of FX, fx options, NDF and deposit confirmation.-Currently taking care of derivatives product confirmation such CDS, IRS, TRS, equity/index options and futures. -Ensure timely confirmation and investigation of outstanding issues such as.

Singapore

-Monitor, investigate & resolve unmatched trades confirmed via swifts and Continuous Linked Settlement (CLS) platform.-Reconciliation of trade details against brokers’ confirmation & other paper confirmations. - Liaising with the Middle Office and Front Office on a regular basis on trade discrepancies

Singapore

• Actively chasing of brokers for payment of all brokerage due
• Building relationships with assigned brokers to aid the timely settlement of invoices/payables by those Brokers
• Rectifying and resolving of queries with brokers as and when they arise
• Liaising with the relevant Trade Capture, Docs and Static teams to resolve various queries on trades, rates and agreements
• Reconcile invoices and sending summary reports to both internal and external clients
• Investigating nostro… Show more

Singapore

• Placing trade orders for retail clients for US, LDN, HK, SG equities
• Courtesy calls to overdue account holders to remind them of outstanding settlement
• Perform withdrawal of funds from their trading account to settle for due contracts or back to their bank account based on client's request