Alex Choo Email & Phone Number

Singapore

-Perform and coordinate daily post trade investment compliance monitoring activities via bloomberg-Establish, update and gather appropriate post trade and other relevant investment compliance indicators-Review rules coded to ensure consistency, accuracy and completeness-Develop and maintain 2nd line trade oversight and market abuse monitoring (equities and fixed incomed) via bloomberg- participate in ad hoc team projects related to investment compliance initiatives and project

Singapore

• Identifying and interpreting investment and operational restrictions arising from external regulations, client guidelines or internal policies• Perform investment restriction coding and monitoring pre and post trade alerts/warnings in Charles River system• Perform transaction monitoring covering execution factors such as price, fair allocation, cross trading etc• Client reporting• Supporting the monitoring of portfolio risks

Singapore

· Oversee cash liquidity of the assigned funds and ensure proper funding to avoid overdraft. This includes arranging for currency exchange to cover shortfalls, where necessary, and providing accurate and timely cash reports to the portfolio managers.· Provide accurate and timely investment reports to the portfolio managers, as required.· Support portfolio manager’s investment management process and trading activities

Singapore

-Experienced in global equities and fixed incomed products confirmation and settlement processed.-Currently taking care of FX, fx options, NDF and deposit confirmation.-Currently taking care of derivatives product confirmation such CDS, IRS, TRS, equity/index options and futures. -Ensure timely confirmation and investigation of outstanding issues such as unconfirm trades, legal confirmation breaks, unmatched settlement instructions, non payment receipts etc.-Trained in using… Show more -Experienced in global equities and fixed incomed products confirmation and settlement processed.-Currently taking care of FX, fx options, NDF and deposit confirmation.-Currently taking care of derivatives product confirmation such CDS, IRS, TRS, equity/index options and futures. -Ensure timely confirmation and investigation of outstanding issues such as unconfirm trades, legal confirmation breaks, unmatched settlement instructions, non payment receipts etc.-Trained in using Markit Serve, DTCC and CTM omgeo for confirmation for these products-Responsible for advising relevant teams of new security setups and ensuring mapping is completed -Manage any queries received from various internal and external parties.-Interact with other BlackRock teams and the third parties/custodians as appropriate. -Escalate all material risk items (such as large fails) and service issues to our Team Leader on a timely basis.-Involved in new fund launches such as setting up broker account for trading and testing for confirmation and settlement-Involved in restricted currency FX process confirmation setup-Involved in improving STP confirmation -Involved in process migration from legacy system to existing system -Involved in testing of new tools for confirmation monitoring Show less

Singapore

-Monitor, investigate & resolve unmatched trades confirmed via swifts and Continuous Linked Settlement (CLS) platform.-Reconciliation of trade details against brokers’ confirmation & other paper confirmations. - Liaising with the Middle Office and Front Office on a regular basis on trade discrepancies

Singapore

•Actively chasing of brokers for payment of all brokerage due •Building relationships with assigned brokers to aid the timely settlement of invoices/payables by those Brokers •Rectifying and resolving of queries with brokers as and when they arise •Liaising with the relevant Trade Capture, Docs and Static teams to resolve various queries on trades, rates and agreements •Reconcile invoices and sending summary reports to both internal and external clients•Investigating nostro… Show more •Actively chasing of brokers for payment of all brokerage due •Building relationships with assigned brokers to aid the timely settlement of invoices/payables by those Brokers •Rectifying and resolving of queries with brokers as and when they arise •Liaising with the relevant Trade Capture, Docs and Static teams to resolve various queries on trades, rates and agreements •Reconcile invoices and sending summary reports to both internal and external clients•Investigating nostro breaks Show less

Singapore

•Placing trade orders for retail clients for US, LDN, HK, SG equities•Courtesy calls to overdue account holders to remind them of outstanding settlement• Perform withdrawal of funds from their trading account to settle for due contracts or back to their bank account based on client's request