Alexander Levy Email & Phone Number

San Francisco, California, Us

Markets Business Control covering FICC products.

Oslo, Oslo, No

Operational RiskRCSARisk incident root cause analysisRegulatory Exam/Internal audit preparation and coordinationprocess mapping

Melbourne, Victoria, Au

-Leads Operational Risk management for ANZ's US based Corporate Banking team and broker/dealer; and is the primary contact for the NY office. -Collaborates closely with Senior Management with all assurance and operational risk matters on a daily basis. -Responsibilities include, Incident Management, Audit Item remediation, key risk and control management & assessment, regulatory change and preparedness, coordination and facilitation of risk forums and being a trusted Advisor for all Operational Risk policy and procedures. -Fosters close relationships with key stakeholders to successfully influence outcomes-Prepares high quality presentations for Senior Management and presents operational risk topics to key governance forums

San Francisco, California, Us

- Identify and assess risks within Front and Middle Office processes, and design, implement, and maintain effective controls. - Partner with Sales and Trading desk heads, Business Managers, and Operations managers in implementing new trading products and strategies, and assess performance post implementation- Author/maintain Operational Risk policies and procedures, and supervise implementation. - Design, plan, and execute Risk and Control Self Assessments (RCSA) and structure governance routines. - Perform root cause analyses surrounding losses and near misses, design and implement controls to prevent reoccurrence. - Raise issues/corrective actions as needed and ensure on time closure

New York, Ny, Us

Operational Risk (program design & implementation) and Project Management

Settled equity and fixed income securities while reducing risk and exposure to the firm.

Master’S Degree, Finance

Bachelor Of Arts (Ba), Political Science And Government

Prep School