Alex Li Email & Phone Number

Hong Kong Sar

Hong Kong

- Single-handedly build up ECM department for Orient Securities from the ground- Covering over 100 international / Chinese institutional investor directly- Heavily focused on healthcare / biotech sector investor and capital markets transactions- Completed landmark transactions including Pharmaron (the 3rd largest integrated CRO of the world): US$676m HK IPO which Orient acted as Joint Sponsor / Global Coordinator with GS/CLSA- Generated over 2/3 of total institutional demand of… Show more - Single-handedly build up ECM department for Orient Securities from the ground- Covering over 100 international / Chinese institutional investor directly- Heavily focused on healthcare / biotech sector investor and capital markets transactions- Completed landmark transactions including Pharmaron (the 3rd largest integrated CRO of the world): US$676m HK IPO which Orient acted as Joint Sponsor / Global Coordinator with GS/CLSA- Generated over 2/3 of total institutional demand of Orient on the IPO of Pharmaron Show less

Hong Kong

- Single-handedly build up China Oceanwide Asset Management, responsibility including front-to-back office setup and daily trading/ops management, connected top tier service providers including Goldman Sachs as prime and execution broker - Led and executed over US$1bn multiple large financing / OTC derivative transactions with major international banks and leading Chinese banks- Developed global equity strategies through proprietary machine learning quantamental platform with full stack… Show more - Single-handedly build up China Oceanwide Asset Management, responsibility including front-to-back office setup and daily trading/ops management, connected top tier service providers including Goldman Sachs as prime and execution broker - Led and executed over US$1bn multiple large financing / OTC derivative transactions with major international banks and leading Chinese banks- Developed global equity strategies through proprietary machine learning quantamental platform with full stack ownership: idea generation, data acquisition and vetting, feature engineering & selection, statistical modelling, trading implementation and portfolio level risk management - Deep understanding of financial / Bloomberg data, use strong domain knowledge to improve model performance by feature engineering / selection- Experienced derivatives / option trader with strong quantitative skills of options and bond math- Highly experienced with trading execution, deep understanding of choosing the right trading algo under different market environment (i.e. liquidity, spread, transaction cost, order book etc.) Show less

Hong Kong

- Led 3 of CS’ largest ECM transactions in 2014 – 2015: 1). Dalian Wanda US$3.7bn IPO; 2). CGN US$3.2bn IPO; 3). China TCM US$516m placement - Also led the execution of:1). SIIC US$90 top-up and US$70m secondary placement; 2). Wasion US$94m fully upsized top-up placement; 3). Golden Throat US$108m IPO- Worked closely with senior coverage, CF and syndicate to pitch and execute transactions- Core contact of several major investors including China Oceanwide… Show more - Led 3 of CS’ largest ECM transactions in 2014 – 2015: 1). Dalian Wanda US$3.7bn IPO; 2). CGN US$3.2bn IPO; 3). China TCM US$516m placement - Also led the execution of:1). SIIC US$90 top-up and US$70m secondary placement; 2). Wasion US$94m fully upsized top-up placement; 3). Golden Throat US$108m IPO- Worked closely with senior coverage, CF and syndicate to pitch and execute transactions- Core contact of several major investors including China Oceanwide Group, China Shipping Group, China Everbright, Biaozhun/Anbang Group - Led teams of bankers, lawyers, and client executives to draft and execute legal agreements Show less

Shanghai City, China

- Responsible for daily portfolio management and derivative/option strategies - Responsible for all trading execution, covered HK/US stock and option markets- Specialized in option strategies, skilled at hedging and profit in volatile market condition- Conducts research into risk-controlled value-add trading ideas within the mandates

Hong Kong

Core team member on multiple transaction execution, selected transactions include:1). Kunlun Energy US$1.35bn placement; 2). China Tianrui Cement US$120m HK IPO;3). Neo Solar US$130m GDR Listing; 4). Mascotte US$290m placement + CB offering;- Key coordinator of the cornerstone / anchor process, worked closely with investors to explore investment opportunities and legal document (i.e. NDA and CIA) execution- Responsible for PDIE, mgmt. roadshow and bookbuilding… Show more Core team member on multiple transaction execution, selected transactions include:1). Kunlun Energy US$1.35bn placement; 2). China Tianrui Cement US$120m HK IPO;3). Neo Solar US$130m GDR Listing; 4). Mascotte US$290m placement + CB offering;- Key coordinator of the cornerstone / anchor process, worked closely with investors to explore investment opportunities and legal document (i.e. NDA and CIA) execution- Responsible for PDIE, mgmt. roadshow and bookbuilding process coordination- Designed and maintained various financial models to monitor placement opportunities Show less

Hong Kong

- Completed deals include: 1). Cache Logistic Trust US$330m IPO; 2). China New Town HK listing - Worked closely with syndicate and sales team to market transactions and arrange logistics- Performed financial modelling, valuations, capital structure and financial returns analysis - Participated in China’s largest bankruptcy restructuring – FerroChina RMB10bn restructuring