Nuno Lima Email & Phone Number

Lisboa, Portugal

Manages the internal activities and projects under the Compliance Department responsibility;Analyses and controls the client's operations processes, including the KYC / KYP risk assessments;Draws up opinions on new products and / or significant changes to the company's offer;Prepares the Compliance positions on internal rules and procedures;Monitors the developments in national, European and international legislation e regulation concerning AML/CTF;Responsible for sending periodic reports to the Supervisor (Banco de Portugal);Follows the internal training activities related to Compliance and AML;Issues opinions and information for the Board on Compliance matters;Liaises with the company's 1st Line, 2nd Line (Risk Management) and 3rd Line (Internal Audit) to ensure an adequate Internal Control system;Clarifies doubts and issues from other Departments: Manages customer's complaints;Point-of-contact with the Supervisor.

Lisboa, Portugal

Analyses clients and operations via KYC / KYP procedures. Elaborates technical opinions regarding potencial qualified stakeholders and the company's related parties.

Lisbon, Portugal

Monitoring national and EU Legislative and Supervisory Authorities regulatory initiatives concerning Market Conduct Supervision, aiming to identify future strategic policy trends and operational challenges to the industry.Member of various specialized Working Groups within the APB and the European Banking Federation (EBF), and was involved in drafting industry positions and contributions to public consultations emanated from the EU institutions, in the transposition of EU legislation into national law, and also by providing technical clarifications to APB and EBF membership.Collaborated with the Instituto de Formação Bancária (IFB), in training initiatives for top management (AML / CTF and Internal Control).

Lisbon, Portugal

Responsible for ensuring the bank’s compliance with the Market Conduct Supervision legislative and regulatory requirements issued by national and European authorities, monitoring the EU and national Regulatory authorities’ initiatives, drafting contributions to the regulators and legislative bodies’ public consultations / new legislation, and represented the bank at the APB.Member of the team responsible for implementing the Foreign Account Tax Compliance Act (FATCA) in Group BANIF, in partnership with the consultancy firm hired by the bank.Worked with the Chief Compliance Officer (CCO) in setting up the Compliance Department and implementing the necessary internal policies, rules, and procedures, in accordance with the regulatory and legislative frameworks.In joint collaboration with the Money Laundering Reporting Officer’ (MLRO) team, prepared and implemented the internal rules and procedures concerning: (i) Know Your Customer (KYC), on-boarding clients’ identification and account opening validation, (ii) rules applicable to the transactions’ screening tools, (iii) suspicious events detection, analysis and reporting to the law enforcement authorities (judicial and police – FIU), (iv) mandatory periodic reports to the Supervisor, and (v) customer complaint handling.Member of the team (Compliance, Risk Management and Internal Audit) responsible for implementing the Internal Control Model, identifying the risks stemming from the bank’s operational activities and setting up the adequate mitigation initiatives’ plans.Developed internal training courses aimed at creating / improving the internal awareness about the Compliance and AML / CTF / Internal Control activities relevancy to the bank’s compliant behavior and reputation.

Lisbon, Portugal

Responsible for international clients’ follow-up including the provision of technical and business support.Development of an innovative and technologically disruptive Accounting and Financial Management software – “PRODUTIV”, based on a Software as a Service (SaaS) concept.Responsible for preparing the "PRODUTIV’s" financial investment and feasibility project, structuring the commercial and branding strategy, and the national and international copyright and trademark registration procedures.Responsible for presenting the “PRODUTIV” investment / feasibility plan to the relevant public and private stakeholders.

Lisbon, Portugal

Development of commercial solutions to the SME’s segment and information systems tools (credit application management workflow), with the following main responsibilities: (i) identifying operational procedures and data flows; (ii) software testing; (iii) users training and rollout monitoring.Management, steering and monitoring of the SME clients investment projects' applications to the then Incentives Program for the Modernization of the Economy (PRIME), in cooperation with the participating public entities, namely the Institute of Support for Small and Medium-sized Enterprises and Innovation (IAPMEI), the Tourism Fund, and the National Innovation Agency.Joined the first team of Regional Directorates as a credit analyst: (i) providing technical and commercial support to the Director, branch managers, and SME’s relationship managers, (ii) monitoring the Directorate performance vis-à-vis the annual commercial goals, and, (iii) proposing the required measures to mitigate potential risks / negative deviations.Responsible for developing several internal training initiatives focused on sales performance, financial and accounting reporting, and commercial presentation of new retail products.

Lisbon, Portugal

Presentation of residential and commercial real estate projects to international investors.Responsible for preparing real estate project’s financial and feasibility dossiers and the marketing / sales plans.Development of a real estate properties’ portfolio database and commercial / sales performance evaluation tools.

Bachelor, Management Studies (Bms)

Postgraduate Studies, Corporate Governance, Compliance And Public Supervision