Alex Padden Email & Phone Number

Stamford, Connecticut, Us

Responsible for facilitating the day-to-day operations of the Firm’s marketing compliance program,including directly overseeing reviews of advertising and marketing materials (including socialmedia) for the Firm’s Registered Investment Adviser and Broker-Dealer, and monitoring marketingactivities to promote compliance with internal policies, applicable rules and regulations.Work closely with Communications, Marketing, and Sales colleagues to ensure compliance withthe Firm’s policies and procedures and to assist with efficient functioning of marketing materialsdelivery and workflows.Monitor ongoing regulatory actions to ensure that team members are conducting business with themost up-to-date industry knowledge.

Multi-disciplined compliance consultant experienced in working with Broker-Dealers, Registered Investment Advisors, and alternative investment platforms.

New York, Ny, Us

Support the Chief Operating Officer of Marketing in executing strategic regulatory and operational priorities that enhance organizational connectivity and drive operational excellence. Strong focus on fostering and strengthening internal partnerships.

New York, Ny, Us

Senior team member responsible for reviewing and creating regulatory compliant content, including but not limited to presentations, podcasts, social media posts, press releases, and thought leadership.

New York, Ny, Us

Managed oversight and execution of the compliance program at a $13 billion private equity firm.

Gb

Washington, District Of Columbia, Us