Alex Smith Email & Phone Number

United States

Augusta, Georgia, United States

Milwaukee, Wisconsin, United States

IRM/FSA• Led kickoff, status, and closing meetings with engagement teams and clients• Planned, executed IT Audit engagements and risk assessments with a focus on strategic, operational, and regulatory compliance• Reviewed clients’ processes and controls and identified and communicated IT audit findings to Senior Management• Assisted in identifying and communicating improvement opportunities for assigned clientsSupervised associates and interns on engagements, and provided… Show more IRM/FSA• Led kickoff, status, and closing meetings with engagement teams and clients• Planned, executed IT Audit engagements and risk assessments with a focus on strategic, operational, and regulatory compliance• Reviewed clients’ processes and controls and identified and communicated IT audit findings to Senior Management• Assisted in identifying and communicating improvement opportunities for assigned clientsSupervised associates and interns on engagements, and provided feedback and coaching• Attestation Engagements• Led SOC 1 attestation engagements and conducted testing over financial critical systems in the areas of change management, program development, user access, computer operations and business process controls• Worked with clients to understand their customer, regulatory and compliance needs to develop processes and controls to meet those needs• Assisted the clients in developing control objectives for their processes and identifying key controlsDrafted final SOC reports and coordinated the compilation of management responses prior to report issuance Show less