Alexander Bossen Email & Phone Number

New York, Ny, Us

Frankfurt Am Main, Hessen, De

Provided advice, implemented tactical risk mitigation measures and developed strategic responses on a wide variety of Financial Crime Compliance matters that involved Deutsche Bank’s USD Institutional Cash Management Business (Correspondent Banking). Matters related to global regulatory developments, exposure to financial crime risks from new technologies and business industry trends, prospects, client, counterparty and country risk.• Prepared, coordinated and submitted information related to targeted BSA/AML examinations by the FRBNY, OCC and FDIC improving significantly the quality and timeliness of the responses provided.• Active Financial Crime Compliance member throughout the onsite portions of regulatory examinations providing subject matter expertise, facilitating engagement and supporting the bank to achieve a positive outcome.• Served as a standing Financial Crime Compliance member to a number of Regional and Global Level 1 and Level 2 Corporate Banking Governance bodies tasked with making decisions on a wide variety of client risk factors (Client Review Committees, Clients of Concern & SAR Working Group, etc.) reducing thereby materially the residual financial crime risk to the firm.• Participated in a number of Business and Financial Crime Compliance Foreign Correspondent Banking EDD Client visits, including interacting with country Regulators, FIU’s and Central Banks with the objective of mitigating risk through education.• Served as Deutsche Bank’s Financial Crime Compliance Correspondent Banking SME supporting global and regional initiatives on Financial Crime Compliance regulatory and policy requirements as well as supporting strategic enhancements to AML framework, policy and controls of Deutsche Bank’s Global Correspondent Banking business (e.g. thematic reviews; restrictions taxonomy, risk appetite, etc.).

Frankfurt Am Main, Hessen, De

Developed and oversaw KYC framework and Customer Due Diligence, including Customer risk rating measures.• Owned the development of Client risk assessment across Corporate Banking in the US.• Served as subject-matter advisor on KYC and customer due diligence requirements and initiatives, including change management resulting from laws and regulation.• Liaised with regulators and Deutsche Bank internal audit staff coordinating AML related examinations, audit and reviews, document production and issues responses.

Frankfurt Am Main, Hessen, De

Steered strategy and execution for Deutsche Bank’s Financial Crime Compliance organization operating in 17 Asia-Pacific countries, providing guidance to all Financial Crime Compliance officers overseeing existing local business divisions to ensure compliance with global and local Financial Crime Compliance regulatory frameworks and banks policies and minimum standards. Represented the Asia-Pacific region on the Global High-Risk Industry Review Committee charged with reviewing existing and new High-Risk clients.

Frankfurt Am Main, Hessen, De

Drove implementation of the bank’s Financial Crime Compliance transaction monitoring systems across all relevant subsidiaries and branches in the Asia-Pacific region following a risk based approach. Ensured that all embargo and sanction requirements stemming from OFAC, EU, UN and local specific regulations were adequately addressed. Reviewed all regional sanction related escalations linked to existing/prospective clients. Served as Financial Crime Compliance SME for all fellow Compliance Advisory Colleagues and business line heads.

Frankfurt Am Main, Hessen, De

Selected for temporary assignment in Japan to spearhead strategic Financial Crime Compliance projects and to raise awareness of Financial Crime Compliance risks among branch staff.

Frankfurt Am Main, Hessen, De

Pioneered the opening of the Compliance Department to provide guidance and advice to businesses in fulfilling Compliance requirements as they applied to local Deutsche Bank Group businesses. Implemented Financial Crime Compliance Group Policy, Controls and transaction monitoring system Smaragd.

Frankfurt Am Main, Hessen, De

Frankfurt Am Main, Hessen, De

Bsc - Business Management

Business School

Abitur Diplom