Alexander Rakitin
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Alexander Rakitin Email & Phone Number

Chief Compliance Officer at Perceptive Advisors at Perceptive Advisors
Location: New York, New York, United States 4 work roles 2 schools
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Role
Chief Compliance Officer at Perceptive Advisors
Location
New York, New York, United States

Who is Alexander Rakitin? Overview

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Alexander Rakitin is listed as Chief Compliance Officer at Perceptive Advisors at Perceptive Advisors, based in New York, New York, United States. AeroLeads shows a matched LinkedIn profile for Alexander Rakitin.

Alexander Rakitin previously worked as Chief Compliance Officer at Perceptive Advisors and Senior Compliance Officer, VP at Two Sigma Investments. Alexander Rakitin holds Jd, Focus On Securities Law And Financial Regulation from New York Law School.

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Perceptive Advisors

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About Alexander Rakitin

Alexander Rakitin is a Chief Compliance Officer at Perceptive Advisors at Perceptive Advisors. Colleagues describe them as "Alex is client focused with a solid understanding of how to balance a clients needs with the businesses resources and risk tolerance levels."

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Alexander Rakitin's current company

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Perceptive Advisors
Perceptive Advisors
Chief Compliance Officer at Perceptive Advisors
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4 roles

Alexander Rakitin work experience

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Senior Compliance Officer, Vp

New York, NY, US

  • Private Funds Compliance Coverage:
  • Establish a de novo compliance program in support of the firm’s private investments division by drafting policies that address inherent conflicts of interest and establish ‘firewalls’ between the private investments.
  • Monitor research calls with investment target companies’ management, suppliers and distributors.
  • Manage the firm’s restricted list.
  • Establish a compliance program in support of the firm’s use of outside expert networks.
  • Conduct thorough review and analysis when sensitive information is received to determine whether such information is material and non-public.
Aug 2012 - Oct 2017

Associate

US

  • Coordinate Form PF preparation between subject matter-expert-groups while giving consideration to development and time costs associated with the filing.
  • Oversee investors’ subscription and redemption documents for completion and accuracy and ensure that all relevant representations are made.
  • Prepare and undergo annual SEC- type audit executed by compliance consulting firm (ACA).
  • Monitor funds’ levels of FINRA 5130/5131 eligible investors and insure that IPO profits are allocated exclusively to eligible investors.
  • Prepare ad hoc and requested reports for meetings of the funds’ board of directors.
Jun 2011 - Aug 2012

Associate Manager

London, GB

  • Execute primary anti-money laundering (AML) procedures on subscription and redemptions cash flows.
  • Liaise with clients’ councils and principals on tracking of side letter for purposes of assuring that terms are followed and most favored nation clauses are adhered to.
  • Participate on investors’ due diligence calls and meetings during their inquiries into processes employed by GlobeOp in administration of funds/clients in question.
  • Proactively monitor ERISA levels and advise fund managers of anticipated fluctuations and feasible actions to prevent limitation breaches.
Jan 2008 - Jun 2011
2 education records

Alexander Rakitin education

Jd, Focus On Securities Law And Financial Regulation

New York Law School

B.S, Business Management And Finance - Cum Laude

Brooklyn College
FAQ

Frequently asked questions about Alexander Rakitin

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What company does Alexander Rakitin work for?

Alexander Rakitin works for Perceptive Advisors.

What is Alexander Rakitin's role at Perceptive Advisors?

Alexander Rakitin is listed as Chief Compliance Officer at Perceptive Advisors at Perceptive Advisors.

Where is Alexander Rakitin based?

Alexander Rakitin is based in New York, New York, United States while working with Perceptive Advisors.

What companies has Alexander Rakitin worked for?

Alexander Rakitin has worked for Perceptive Advisors, Two Sigma Investments, Owl Creek Asset Management, and Globeop Financial Services.

How can I contact Alexander Rakitin?

You can use AeroLeads to view verified contact signals for Alexander Rakitin at Perceptive Advisors, including work email, phone, and LinkedIn data when available.

What schools did Alexander Rakitin attend?

Alexander Rakitin holds Jd, Focus On Securities Law And Financial Regulation from New York Law School.

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