Equity Sales Trader• Execute on behalf of Hedge Funds, Sovereign, and Value Investors in Cash Equites• Desk Captain for the marketing of Private Transactions in the secondary market through Zanbato and Forge• Increased the WFS footprint in North America by opening new accounts to the platform.

Cash Equities Sales Trader• Execute Single Stock, Custom Baskets, & ETFs for Buy side Clients • Specialize in North America, while also trading LATAM, EMEA and APAC • Grew book $10mm in 5 years, by trading all regions and gaining proficiency in different markets • Senior Member of the Duke University Recruiting Team and Diversity Retention within the firm • Ran the Sophomore Intern program and Senior Mentor to the Analyst & Associate Association

FINRA Licenses: 7, 55, 63• Intermediary between Buy Side Clients and Execution Traders• Execute Tickets while working in tandem with internal Sector Traders• Execute Vanilla Option Orders for clients i.e (Call spreads, Strangles, Collars, Etc.)• Market Syndicate to clients i.e. IPO’s, Follow-Ons, and Convertibles

Equity Sales Trader

Americas Equities, Business Management• Worked with the business to develop efficiencies from a revenue and expense perspective• Assisted with new product rollout initiatives involving multiple desks across multiple regionsJ.P. Morgan Securities, Planning & Analysis• Forecasted Revenue and Expenses for the Line of Business• Completed various Strategic Initiatives delegated by the CEO and CFO of the Line of

North American Equity Derivatives Group• Conducted Market Risk Analysis for the North American Equity Derivatives Group• Produced the daily P & L and reconciled the Greeks for the desks (i.e., Equity Swaps, Converts, Cash, Exotics)

Relayed answers regarding product information, and diagrammed hypothetical illustrations using past data to forecast future earnings.Advised investors on current procedural changes, information updates, and market updates, which aided in purchase strategies. Rebalanced investment portfolios through the purchase of shares based on specified criteria Researched historic dividend rates, yields, and capital gains upon request for Van Kampen Retail Mutual Funds, along with Morgan Stanley Trust. Generated reports with the archived data for shareholders and top vendors.Team Lead for the 7 person Research Group which reported to the Vice President. Responsible for preparing all reports for the morning call and audit report for the prior day's business.Assisted divisions on specialized projects, research, and document investigations of cases pending for clients, including the - 2007-2010 Morgan Stanley Trust and Van Kampen Quarterly Internal Audits

•Conducted market research to gauge the effectiveness of portfolio composition, including historical market prices, fund performance, and securities analysis•Prepared and delivered a presentation to a new retiree complete with graphs, flow charts, and hypothetical illustrations of expenses, and proposed investment decisions based on a 20 year forecast

Played Defensive End and Defensive Tackle