Director
Current-Director in the Legal department, reporting directly to the Head of the Regulatory;-Manage team of 1 Legal Associate;-Prepare regulatory filings (including those related to annual and semi-annual financial statements and annual registration/proxy statements) for SEC registered investment companies (40 Act funds) and Business Development Companies (BDCs);-Prepare and distribute board materials for quarterly meetings with the Board of Trustees/Directors and Officers of the 40 Act funds and BDCs;-Maintain regulatory requirements for 40 Act funds and BDCs, including annual insurance renewals, and other consent actions related to annual and ad hoc updates that require fund Board approval; coordinate with outside counsel regarding the same;-Oversight of 17(d) investment consent drafting and communication to the Board;-Prepare Blue Sky and Form D filings for relevant private funds managed by Barings; coordinate with outside counsel regarding the same;-Prepare annual registrations and fund sales reports for Barings and related corporate entities in Canada per national regulations; coordinate with outside counsel regarding the same.