Alex Gorman Email & Phone Number

San Francisco, Ca, Us

San Francisco, California, Us

Member of the Dolby Labs Corporate Legal Team. My work focuses on corporate governance, SEC filings and compliance, investor relations, equity and executive compensation, and trading matters.

Denver, Colorado, Us

Advised on finance, securities, corporate governance, and equity compensation matters at a high growth technology company, including through the company’s public listing on the NYSE in Q3 2020. Securities and Finance Matters:Advised on annual, quarterly, and event-driven filings. Primary responsibility for executive compensation-related filings (Proxy, Section 16). Managed equity investments (inbound and outbound), debt transactions, and banking matters. Substantial involvement in the trading compliance program (insider trading policy and 10b5-1 plans). Helped employees understand their equity compensation by drafting FAQs and wiki articles and researching novel points. During listing: Advised on lock-up design and release, transfer agent onboarding, and share de-legending process. Pre-listing: Oversaw secondary equity transactions and other share transfers and pledges. Advised on beneficial ownership questions and Section 12g compliance.Corporate Governance:Worked with internal stakeholders to shepherd business priorities through senior leadership and board/committee approval. Developed and drafted meeting materials, resolutions, meeting minutes, and shareholder consents. Primary responsibility for Compensation, Nominating and Governance Committee matters. Managed new director onboarding, D&O questionnaires, and director compensation. Advised on signature authority policy, fund disbursement policy, and investment policy.Other Responsibilities: Legal oversight for strategic customer relationship with South American financial institution. Substantial responsibility for team hiring processes and training program. Attended to various vendor contracting and supplier relationship matters.

Global, Us

Advised private equity funds and portfolio companies on corporate finance matters. Acted as lead associate on M&A financing, revolving credit, and hybrid debt/equity investment matters. Drafted and negotiated primary and ancillary credit documents, drafted board resolutions and other corporate consents, and coordinated deliverables from third parties, subject matter experts, and local counsel.

Washington, Dc, Us

Represented sponsors and lenders in finance transactions, with a focus on clean energy projects. Acted as corporate counsel to consortium developing the world’s most advanced telescope. Advised on finance aspects of M&A transactions, litigation, and bankruptcy matters. Advised various non-profit organizations on business matters (pro bono).

Directed sales and marketing operations for company offering vibration control systems for the nanotechnology research market. Conceived and implemented product marketing plans. Managed company’s sales representatives. Acquired and expanded large customer accounts. Guided new product development. During tenure as director, sales increased by over 60% and profitability increased by over 40%.

Directed day-to-day sales operations for company offering vibration control systems for the nanotechnology research market. Provided sales and customer service support.

San Francisco, California, Us

Worked full time for Tokyo branch of US law firm. Carried out basic research. Translated documents. Supported marketing department and continuing legal education program.

Juris Doctor (J.D.), Law, Business, Civil Rights

Marketing

B.A. In Japanese, With Honors, Minor: Political Science

Rotary Youth Exchange Student