Recruited to build up & operationalize Cargill’s global program with respect to trading compliance (Cargill has 3,500+ traders). Ultimate impact in better business decision-making (product launches, regional growth), support from C-suite and Board of Directors, and improved reputation across regulators. ✦ 𝗣𝗿𝗼𝗴𝗿𝗮𝗺 𝗠𝗮𝘁𝘂𝗿𝗶𝘁𝘆: Strategic transformation of compliance program, including policies, implementing ERM/RCSA, regulatory exams & audits, risk reporting, tracking and remediation of material exposures. ✦ 𝗘𝗻𝘁𝗲𝗿𝗽𝗿𝗶𝘀𝗲 𝗥𝗶𝘀𝗸 Committee member: Representing Legal and Compliance in Enterprise Risk Committee. ✦ 𝗖𝗼𝗻𝘁𝗿𝗼𝗹𝘀 𝗮𝗻𝗱 𝗥𝗲𝘀𝗶𝗹𝗶𝗲𝗻𝗰𝘆: Reengineered Compliance, to include detective controls, operationalizing key processes, reviewing risk indicators. ✦ 𝗕𝘂𝘀𝗶𝗻𝗲𝘀𝘀 𝗔𝗱𝘃𝗶𝘀𝗼𝗿𝘆 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲: Provided advisory compliance support to global trading leaders, with a focus on risk allocation, purpose-built trading/execution strategies, and tactical compliance risk remediation. ✦ 𝗜𝗻𝗱𝘂𝘀𝘁𝗿𝘆-𝘄𝗶𝗱𝗲 𝗔𝗱𝘃𝗼𝗰𝗮𝗰𝘆: Primary point of contact with regulators/examiners, and implemented industry-wide initiatives and upcoming compliance.✦ 𝗘𝘅𝗲𝗰𝘂𝘁𝗶𝘃𝗲 𝗧𝗲𝗮𝗺 / 𝗕𝗼𝗮𝗿𝗱 𝗼𝗳 𝗗𝗶𝗿𝗲𝗰𝘁𝗼𝗿𝘀: Direct experience with Executive Team and Cargill Board of Directors (Audit Committee).𝘊𝘢𝘳𝘨𝘪𝘭𝘭 𝘪𝘴 𝘢𝘯 𝘢𝘨𝘳𝘪𝘣𝘶𝘴𝘪𝘯𝘦𝘴𝘴 𝘴𝘶𝘱𝘱𝘭𝘺 𝘤𝘩𝘢𝘪𝘯 𝘤𝘰𝘳𝘱𝘰𝘳𝘢𝘵𝘪𝘰𝘯 𝘣𝘢𝘴𝘦𝘥 𝘪𝘯 𝘔𝘪𝘯𝘯𝘦𝘴𝘰𝘵𝘢. 𝘐𝘵 𝘸𝘢𝘴 𝘧𝘰𝘶𝘯𝘥𝘦𝘥 𝘪𝘯 1865, 𝘢𝘯𝘥 𝘪𝘴 𝘵𝘩𝘦 𝘭𝘢𝘳𝘨𝘦𝘴𝘵 𝘱𝘳𝘪𝘷𝘢𝘵𝘦𝘭𝘺 𝘩𝘦𝘭𝘥 𝘤𝘰𝘮𝘱𝘢𝘯𝘺 𝘪𝘯 𝘵𝘩𝘦 𝘜𝘯𝘪𝘵𝘦𝘥 𝘚𝘵𝘢𝘵𝘦𝘴, 𝘪𝘯 𝘵𝘦𝘳𝘮𝘴 𝘰𝘧 𝘳𝘦𝘷𝘦𝘯𝘶𝘦. 𝘊𝘢𝘳𝘨𝘪𝘭𝘭 𝘩𝘢𝘴 𝘰𝘯𝘦 𝘰𝘧 𝘵𝘩𝘦 𝘭𝘢𝘳𝘨𝘦𝘴𝘵 𝘤𝘰𝘮𝘮𝘰𝘥𝘪𝘵𝘺 / 𝘥𝘦𝘳𝘪𝘷𝘢𝘵𝘪𝘷𝘦𝘴 𝘵𝘳𝘢𝘥𝘪𝘯𝘨 𝘰𝘳𝘨𝘢𝘯𝘪𝘻𝘢𝘵𝘪𝘰𝘯𝘴 𝘢𝘤𝘳𝘰𝘴𝘴 𝘵𝘩𝘦 𝘧𝘪𝘯𝘢𝘯𝘤𝘪𝘢𝘭 𝘴𝘦𝘳𝘷𝘪𝘤𝘦𝘴 𝘪𝘯𝘥𝘶𝘴𝘵𝘳𝘺.

Leader of the department across Institutional, Wealth, and Investment Management.✦ 𝗚𝗼𝘃𝗲𝗿𝗻𝗮𝗻𝗰𝗲: Lead global Compliance / Regulatory Reporting program governance and oversight.✦ 𝗥𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗥𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴: Managed global financial regulatory reporting, including responsibility for complete and accurate reporting, controls assessment/testing, aimed at identifying issues, anticipating risks, and proactively resolving.✦ 𝗖𝗼𝗻𝘁𝗿𝗼𝗹𝘀 𝗙𝗿𝗮𝗺𝗲𝘄𝗼𝗿𝗸: Developed and executed strategy and plan for new control framework across all regulatory reports, including re-engineering and automating reporting—reduced operational incidents, internal audit findings, and regulatory inquiries.

Leader for Regulatory Risk & Controls oversight function across equities and fixed income business in North America.✦ 𝗖𝗼𝗻𝘁𝗿𝗼𝗹𝘀 𝗙𝗿𝗮𝗺𝗲𝘄𝗼𝗿𝗸: built the enhanced control & risk management framework to ensure global regulatory rules are met. ✦ 𝗖𝗼𝗺𝗽𝗹𝗶𝗮𝗻𝗰𝗲 𝗧𝗲𝘀𝘁𝗶𝗻𝗴: Established 2nd line of defense testing function focused on SEC, CFTC, and other global regulatory regimes.✦ 𝗥𝗲𝗴𝘂𝗹𝗮𝘁𝗼𝗿𝘆 𝗥𝗲𝗽𝗼𝗿𝘁𝗶𝗻𝗴 𝗣𝗹𝗮𝘁𝗳𝗼𝗿𝗺: sponsored and led the development of new regulatory reporting technology platform, significantly increasing regulatory compliance, reducing incidents, and saving the company staff and IT costs.

Managed FP&A (~$1B) across technology businesses; led development of financial data models & systems that improved decisions including ROI, profitability, and investment/divestment