Alex E. Mimis Email & Phone Number
@bright.blue
2 phones found area 646 and 212
LinkedIn matched
Who is Alex E. Mimis? Overview
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Alex E. Mimis is listed as Chief Financial Officer and Compliance Officer at Bright.Blue, a with 21 employees, based in United States. AeroLeads shows a work email signal at bright.blue, phone signal with area code 646, 212, and a matched LinkedIn profile for Alex E. Mimis.
Alex E. Mimis previously worked as Chief Compliance & Chief Operating Officer @ Private Equity at Secretlab, Llc and Global Head of Trading Compliance at Cargill. Alex E. Mimis holds Bachelor'S Degree, Triple Major (Political Economy, Chinese, Japanese) from Bates College.
Email format at Bright.Blue
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About Alex E. Mimis
๐ฆ๐๐ฟ๐ฎ๐๐ฒ๐ด๐ถ๐ฐ ๐ฎ๐ป๐ฑ ๐๐ถ๐๐ถ๐ผ๐ป๐ฎ๐ฟ๐ ๐๐ผ๐บ๐ฝ๐น๐ถ๐ฎ๐ป๐ฐ๐ฒ / ๐ฅ๐ถ๐๐ธ ๐ฒ๐ ๐ฒ๐ฐ๐๐๐ถ๐๐ฒ with demonstrated success across large public and private multinational corporations, committed to establishing stronger risk and compliance programs. Skilled at quickly assessing risks, setting up long/short term strategies, driving execution, and delivering meaningful progress in the form of improved regulatory reputation, support from C-Suite / Board of Directors, and increase profitability, and efficiency. Executive Accomplishments : โฆ Built & operationalized global trading compliance program, at one of the largest privately held companies in the world. Ultimate impact in better business decision making, support from C-suite/BoD, improved reputation across regulators/industrty. โฆ Developed risk and control platforms, utilizing disruptive and innovative technologies, transforming risk and compliance functions across multiple industries/companies.
Listed skills include Investment Banking, Management, Derivatives, Equities, and 40 others.
Alex E. Mimis's current company
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Alex E. Mimis work experience
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Chief Compliance & Chief Operating Officer @ Private Equity
Current
Global Head Of Trading Compliance
Recruited to build up & operationalize Cargillโs global program with respect to trading compliance (Cargill has 3,500+ traders). Ultimate impact in better business decision-making (product launches, regional growth), support from C-suite and Board of Directors, and improved reputation across regulators. โฆ ๐ฃ๐ฟ๐ผ๐ด๐ฟ๐ฎ๐บ ๐ ๐ฎ๐๐๐ฟ๐ถ๐๐: Strategic transformation of compliance program, including policies, implementing ERM/RCSA, regulatory exams & audits, risk reporting, tracking and remediation of material exposures. โฆ ๐๐ป๐๐ฒ๐ฟ๐ฝ๐ฟ๐ถ๐๐ฒ ๐ฅ๐ถ๐๐ธ Committee member: Representing Legal and Compliance in Enterprise Risk Committee. โฆ ๐๐ผ๐ป๐๐ฟ๐ผ๐น๐ ๐ฎ๐ป๐ฑ ๐ฅ๐ฒ๐๐ถ๐น๐ถ๐ฒ๐ป๐ฐ๐: Reengineered Compliance, to include detective controls, operationalizing key processes, reviewing risk indicators. โฆ ๐๐๐๐ถ๐ป๐ฒ๐๐ ๐๐ฑ๐๐ถ๐๐ผ๐ฟ๐ ๐๐ผ๐บ๐ฝ๐น๐ถ๐ฎ๐ป๐ฐ๐ฒ: Provided advisory compliance support to global trading leaders, with a focus on risk allocation, purpose-built trading/execution strategies, and tactical compliance risk remediation. โฆ ๐๐ป๐ฑ๐๐๐๐ฟ๐-๐๐ถ๐ฑ๐ฒ ๐๐ฑ๐๐ผ๐ฐ๐ฎ๐ฐ๐: Primary point of contact with regulators/examiners, and implemented industry-wide initiatives and upcoming compliance.โฆ ๐๐ ๐ฒ๐ฐ๐๐๐ถ๐๐ฒ ๐ง๐ฒ๐ฎ๐บ / ๐๐ผ๐ฎ๐ฟ๐ฑ ๐ผ๐ณ ๐๐ถ๐ฟ๐ฒ๐ฐ๐๐ผ๐ฟ๐: Direct experience with Executive Team and Cargill Board of Directors (Audit Committee).๐๐ข๐ณ๐จ๐ช๐ญ๐ญ ๐ช๐ด ๐ข๐ฏ ๐ข๐จ๐ณ๐ช๐ฃ๐ถ๐ด๐ช๐ฏ๐ฆ๐ด๐ด ๐ด๐ถ๐ฑ๐ฑ๐ญ๐บ ๐ค๐ฉ๐ข๐ช๐ฏ ๐ค๐ฐ๐ณ๐ฑ๐ฐ๐ณ๐ข๐ต๐ช๐ฐ๐ฏ ๐ฃ๐ข๐ด๐ฆ๐ฅ ๐ช๐ฏ ๐๐ช๐ฏ๐ฏ๐ฆ๐ด๐ฐ๐ต๐ข. ๐๐ต ๐ธ๐ข๐ด ๐ง๐ฐ๐ถ๐ฏ๐ฅ๐ฆ๐ฅ ๐ช๐ฏ 1865, ๐ข๐ฏ๐ฅ ๐ช๐ด ๐ต๐ฉ๐ฆ ๐ญ๐ข๐ณ๐จ๐ฆ๐ด๐ต ๐ฑ๐ณ๐ช๐ท๐ข๐ต๐ฆ๐ญ๐บ ๐ฉ๐ฆ๐ญ๐ฅ ๐ค๐ฐ๐ฎ๐ฑ๐ข๐ฏ๐บ ๐ช๐ฏ ๐ต๐ฉ๐ฆ ๐๐ฏ๐ช๐ต๐ฆ๐ฅ ๐๐ต๐ข๐ต๐ฆ๐ด, ๐ช๐ฏ ๐ต๐ฆ๐ณ๐ฎ๐ด ๐ฐ๐ง ๐ณ๐ฆ๐ท๐ฆ๐ฏ๐ถ๐ฆ. ๐๐ข๐ณ๐จ๐ช๐ญ๐ญ ๐ฉ๐ข๐ด ๐ฐ๐ฏ๐ฆ ๐ฐ๐ง ๐ต๐ฉ๐ฆ ๐ญ๐ข๐ณ๐จ๐ฆ๐ด๐ต ๐ค๐ฐ๐ฎ๐ฎ๐ฐ๐ฅ๐ช๐ต๐บ / ๐ฅ๐ฆ๐ณ๐ช๐ท๐ข๐ต๐ช๐ท๐ฆ๐ด ๐ต๐ณ๐ข๐ฅ๐ช๐ฏ๐จ ๐ฐ๐ณ๐จ๐ข๐ฏ๐ช๐ป๐ข๐ต๐ช๐ฐ๐ฏ๐ด ๐ข๐ค๐ณ๐ฐ๐ด๐ด ๐ต๐ฉ๐ฆ ๐ง๐ช๐ฏ๐ข๐ฏ๐ค๐ช๐ข๐ญ ๐ด๐ฆ๐ณ๐ท๐ช๐ค๐ฆ๐ด ๐ช๐ฏ๐ฅ๐ถ๐ด๐ต๐ณ๐บ.
Executive Director - Regulatory Risk & Controls
Leader of the department across Institutional, Wealth, and Investment Management.โฆ ๐๐ผ๐๐ฒ๐ฟ๐ป๐ฎ๐ป๐ฐ๐ฒ: Lead global Compliance / Regulatory Reporting program governance and oversight.โฆ ๐ฅ๐ฒ๐ด๐๐น๐ฎ๐๐ผ๐ฟ๐ ๐ฅ๐ฒ๐ฝ๐ผ๐ฟ๐๐ถ๐ป๐ด: Managed global financial regulatory reporting, including responsibility for complete and accurate reporting, controls assessment/testing, aimed at identifying issues, anticipating risks, and proactively resolving.โฆ ๐๐ผ๐ป๐๐ฟ๐ผ๐น๐ ๐๐ฟ๐ฎ๐บ๐ฒ๐๐ผ๐ฟ๐ธ: Developed and executed strategy and plan for new control framework across all regulatory reports, including re-engineering and automating reportingโreduced operational incidents, internal audit findings, and regulatory inquiries.
Vice President - Regulatory Risks & Controls
Leader for Regulatory Risk & Controls oversight function across equities and fixed income business in North America.โฆ ๐๐ผ๐ป๐๐ฟ๐ผ๐น๐ ๐๐ฟ๐ฎ๐บ๐ฒ๐๐ผ๐ฟ๐ธ: built the enhanced control & risk management framework to ensure global regulatory rules are met. โฆ ๐๐ผ๐บ๐ฝ๐น๐ถ๐ฎ๐ป๐ฐ๐ฒ ๐ง๐ฒ๐๐๐ถ๐ป๐ด: Established 2nd line of defense testing function focused on SEC, CFTC, and other global regulatory regimes.โฆ ๐ฅ๐ฒ๐ด๐๐น๐ฎ๐๐ผ๐ฟ๐ ๐ฅ๐ฒ๐ฝ๐ผ๐ฟ๐๐ถ๐ป๐ด ๐ฃ๐น๐ฎ๐๐ณ๐ผ๐ฟ๐บ: sponsored and led the development of new regulatory reporting technology platform, significantly increasing regulatory compliance, reducing incidents, and saving the company staff and IT costs.
Vice President - Federation Technology Cfo
Managed FP&A (~$1B) across technology businesses; led development of financial data models & systems that improved decisions including ROI, profitability, and investment/divestment
Vice President - Divisional Chief Financial Officer (Cfo)
Vice President - Divisional Chief Financial Officer (Cfo)
Research Analyst
Alex E. Mimis education
Bachelor'S Degree, Triple Major (Political Economy, Chinese, Japanese)
The Forum, Advanced Course, And Leadership Training
Chinese Language, Economics, And Politics
Education record
Frequently asked questions about Alex E. Mimis
Quick answers generated from the profile data available on this page.
What company does Alex E. Mimis work for?
Alex E. Mimis works for Bright.Blue.
What is Alex E. Mimis's role at Bright.Blue?
Alex E. Mimis is listed as Chief Financial Officer and Compliance Officer at Bright.Blue.
What is Alex E. Mimis's email address?
AeroLeads has found 1 work email signal at @bright.blue for Alex E. Mimis at Bright.Blue.
What is Alex E. Mimis's phone number?
AeroLeads has found 2 phone signal(s) with area code 646, 212 for Alex E. Mimis at Bright.Blue.
Where is Alex E. Mimis based?
Alex E. Mimis is based in United States while working with Bright.Blue.
What companies has Alex E. Mimis worked for?
Alex E. Mimis has worked for Bright.Blue, Secretlab, Llc, Cargill, Morgan Stanley, and Goldman Sachs.
How can I contact Alex E. Mimis?
You can use AeroLeads to view verified contact signals for Alex E. Mimis at Bright.Blue, including work email, phone, and LinkedIn data when available.
What schools did Alex E. Mimis attend?
Alex E. Mimis holds Bachelor'S Degree, Triple Major (Political Economy, Chinese, Japanese) from Bates College.
What skills is Alex E. Mimis known for?
Alex E. Mimis is listed with skills including Investment Banking, Management, Derivatives, Equities, Finance, Capital Markets, Valuation, and Fixed Income.
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