Alex Rozman Email & Phone Number

• Spearheaded the development and enhancement of robust financial crime compliance and corporate compliance programs, ensuring regulatory compliance and mitigating risk in the dynamic cryptocurrency landscape for a.

• Founder of Future Legal Group, specializing in legal, compliance, and business consulting services with proven track record in advising startups, established financial services and technology companies on legal.

Remote, AE

• Responsible for all compliance, risk and audit related frameworks and controls for suite of Ethereum-based scaling solutions allowing developers to move computation and data storage off Ethereum and into low-fee.

London, New York, US

• CLS plays a fundamental role in the foreign exchange (FX) market – it operates the largest multicurrency cash settlement system to mitigate settlement risk for the FX transactions of its 70 Members (comprised of most.
• Oversaw and provided subject matter expertise for the enterprise-wide BSA/AML, Sanctions, and anti-bribery & corruption compliance function for the CLS Group worldwide entities
• Served as a compliance trusted advisor to senior management and liaison with the FRBNY for regulatory audits and new product compliance requirements
• Enhanced the annual BSA/AML risk assessment with a quantitative methodology framework and analytical inputs to drive more consistent data driven analysis
• Overhauled and transformed the existing compliance program: implemented the Surety KYC module for an end to end workflow solution, re-engineered the transaction monitoring alerts technology platform, oversaw strategy.
• Developed the compliance program requirements for CLSNet product suite and engaged with the CLS Operating Committee comprised of 23 Central Banks at the Federal Reserve to advise on compliance related aspects to the.

Worldwide, OO

• Legal & Compliance Executive providing regulatory advisory subject matter expertise in FinTech, blockchain, bitcoin, emerging payments, capital markets, securities, banking and automotive industries. Co-leader of.
• Presenter, Conference of State Banking Supervisors, FFIEC Training: Digital Currency, Arlington VA, August 12, 2015 and December 9, 2015

Chicago, IL, US

• Founded and manage successful nine-attorney corporate transactional and litigation practice based in Chicago and New York; Rated perfect 10.0 by Avvo.com independent attorney review and the 2013 Client Distinction Award
• Prepared firms for regulatory exams; planned and coordinated firm responses to regulatory inquiries and criminal investigations

Chicago, IL, US

• Developed, implemented and evaluated risk-based legal and compliance program evaluations, independent audits (IA Rule 206(4)-7 and Rule 38(a)-1) and remediation efforts stemming from regulatory enforcement actions
• Advised board of directors and senior management of emerging legal and compliance issues, consultation and guidance in the enhancement of legal, compliance, governance and risk management systems

New York, NY, US

• Raised net capital of broker-dealer by 300% under my leadership through effective compliance, risk management, strategic planning and negotiations resulting in the firm’s 2006 ranking as the 7th Fastest Growing.
• Managed and coordinated legal, regulatory and compliance responsibilities for firm’s international offices in the United States, Russia, Bermuda, China and Japan

• Managed a high-volume transactional and litigation practice in State and Federal Court concentrated in business, consumer protection, contracts, and insurance.
• Litigated & developed expertise in TILA/Reg Z, FDCPA, FCRA, RESPA and UDAP statutes

Ba, Political Science & Speech Communications Double Major

Jd, Law

Doctor Of Law - Jd

Doctor Of Law - Jd, Law

Doctor Of Law - Jd, Banking, Corporate, Finance, And Securities Law