Associate - Listing (Listed Issuer Regulation)
Current- Regulate HK listed companies by supervising their M&A transactions, fundraising activities and post-listing corporate finance activities under the Listing Rules
- Review listed companies’ publication including announcements and financial results to ensure the compliance of the Listing Rules. Raise enquiries when necessary and take appropriate regulatory actions
- Communicate with listed companies, their legal and financial advisors and other regulatory bodies. Obtain information for assessment and provide regulatory guidance
- Participate in system enhancement and AI regulatory project by performing UAT, providing feedback to external advisors and IT teams, and launching change management campaign