Lead an assortment of projects including operational and financial audits, SOX 404 compliance, investigations, special projects, management requests, data analysis to ensure high quality, alignment with audit plan and compliance with audit methodologies and Institute of Internal Auditors (IIA) standardsOversee audit planning, execution and reporting on audit findings and recommendations.Conduct tests of key controls, communicate the results of the review, both orally and written as well as monitor managements completion of agreed upon actions.Coach Staff auditors during the audit engagement and perform a review of all their testing.Perform walkthroughs and document key business processes in flowcharts and/ or narratives.

Execute audit programs for a variety of specializations to support effective testing & monitoring of controls within business groups and across the Bank. Assess and adapt current operational programs and develops new operational capabilities to ensure ongoing efficient & effective delivery. Manage and resolve day-to-day issues related to internal processes and controls with business partners.• Provide advice & counsel related to testing programs and recommends solutions to assigned business group leaders as required.• Collaborate with internal partners to successfully implement any procedural changes resulting from testing and monitoring, observations or findings and build effective relationships with internal/external stakeholders.• Manage resources and lead the execution of strategic initiatives to deliver on business and financial goals.• Train and mentor new Staff Auditors on control testing process• Monitor and track performance of Staff Auditors and addresses any issues.• Lead the planning and implementation of operational programs and execute them within required service level agreements and standards.• Execute various operational activities/requirements to ensure timely, accurate, and efficient service delivery. • Ensure consistent, high quality work and the achievement of business results in alignment with business group strategies and with productivity goals.

Perform periodic testing reviews in accordance with the annual testing plan, ensure that key compliance-related and non-compliance relatedbusiness line controls are effective to mitigate risk across applicable real estate secured and non-real estate products and activities.• Perform periodic testing of financial, regulatory, various operational and/ or credit related controls as required including third party testing• Review testing results and appropriately evaluate the design and operational effectiveness of controls• Identify control gaps and deficiencies in design and operating effectiveness of controls• Communicate gaps and deficiencies and escalate issues to Operations Management on a timely basis• Perform re-tests of control deficiencies, including major/minor Corporate Audit Division (CAD) and regulatory findings• Build, develop and maintain effective relationships with internal business partners /stakeholders for the purposes of enhancing team effectiveness

• Assess the compliance with governmental and jurisdictional regulatory requirements, financial accounting auditing standards and company policies to ensure company assets are safeguarded• Examine and evaluate the adequacy and effectiveness of information systems and business controls• Communicate audit findings with executive and management teams verbally and through written reports • Identify and document business processes and controls in order to evaluate risk and compensating controls• Assist external auditors and provided coordination for the annual financial revenue audit.• Initiate follow-up efforts to assure compliance with enterprise-wide strategic risks• Lead exit meetings to discuss audit findings with executive and management teams • Provide advisory and consulting services to improve efficiency, effectiveness, and utilization of company assets

Implements new processes by providing new initiatives to streamline auditing processes and reduce discrepancies in the clients' reports. Assist in the development, execution and maintenance of the electronic submission and processing application for Audit Reports, Publisher’s Statements, and all other ancillary products. • Implement an online system to allow for electronic submission of data from publisher members• Streamline processes and provide recommendations of enhancements to improve the audit process• Work with cross-functional organization• Establish standard operating procedures for new audit initiatives • Support other reporting and duties in the quality control group

Audit Reviewer  05/2004 to 09/2007Perform a quality analytic review of all Alliance for Audited Media (AAM) documents, in accordance with the established Alliance for Audited Media Bylaws, Rules and Policies• Analytic review of audit reports, statements and various ancillary documents• Delivered excellent customer service to members and answered inquiries concerning their reports• Identified risk factors in order to establish audit objectives for assigned members• Communicated with members, department managers, and regional audit manager major audit concern• Ensured all work papers, audit reports and statements complied with quality control standards and in accordance with the Alliance for Audited Media bylaws• Trained new employees