Chief Compliance Officer
Current
Sep 2020 - Present
AeroLeads people directory · profile
Alina Lee Santiago Email & Phone Number
Chief Compliance Officer at Continuum Advisory, LLC
at
Continuum Advisory, LLC
1 work email found
@continuumadvisory.com
LinkedIn matched
✓ Verified May 2026
4 data sources
Profile completeness 86%
Current company
Role
Chief Compliance Officer at Continuum Advisory, LLC
Location
Orange County, California, United States
Who is Alina Lee Santiago? Overview
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Quick answer
Alina Lee Santiago is listed as Chief Compliance Officer at Continuum Advisory, LLC at Continuum Advisory, LLC, based in Orange County, California, United States. AeroLeads shows a work email signal at continuumadvisory.com and a matched LinkedIn profile for Alina Lee Santiago.
Alina Lee Santiago previously worked as Chief Compliance Officer at Continuum Advisory, Llc and Vice President of Operations at Continuum Advisory, Llc. Alina Lee Santiago holds Ba, Economics, Psychology from Ucla.
Company email context
Email format at Continuum Advisory, LLC
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{first_initial}{last}@continuumadvisory.com
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AeroLeads found 1 current-domain work email signal for Alina Lee Santiago. Compare company email patterns before reaching out.
Profile bio
About Alina Lee Santiago
Series 7, 66 and 24 licensed, and registered as an Investment Advisory Representative (IAR).Investment Advisory services provided by Continuum Advisory, LLC, an SEC registered investment adviser. Brokerage services provided by Osaic Wealth, a registered broker/dealer, and Member FINRA and SIPC. Insurance products are offered through various licensed insurance agencies and some tax and legal services are provided by Investment Advisory Representatives as a part of their Outside Business Activities. Insurance, tax, and legal services offered by Continuum advisors are separate and distinct, differ in material ways, and are governed by different laws and separate contracts with you. Osaic Wealth is not affiliated with Continuum Advisory, LLC, or any of its affiliates. A copy of Continuum Advisory, LLC’s current written disclosure statement discussing advisory services and fees is available for review upon request or can be found on our website, www.ContinuumAdvisory.com.
Current workplace
Alina Lee Santiago's current company
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7 roles
Alina Lee Santiago work experience
A career timeline built from the work history available for this profile.
Vice President Of Operations
* Onboarding New Advisorso Being the main point of contact for new advisors and their staff once they joino Coordinating client account data needed for transition to new custodian o Managing the training schedule for the new businesso Coordinating advisors ADV II, ACH transfers for commissions* Oriono Running point on relationship with Oriono Managing the.
Apr 2017 - Sep 2020
Manager, Field Services
Responsible for providing strategic and technical brokerage platform support for the Pershing, Albridge, and FOLIOfn environments. Develops and implements operational processes and services that improve effectiveness and support the growth of Transamerica Financial Network (TFN) distribution channels.Responsibilitieso Provide key leadership for.
Apr 2016 - Mar 2017
Regional Manager
- Provide direct supervision of and training to Field OSJs, Branch Office Managers (BOMs), Branch Office Supervisors (BOSs) and Registered Representatives (RRs) assigned to the Regional Manager for all broker/dealer and investment advisory functions.- Assist in the creation of new registered branch offices, and in the development of existing ones. Accepts.
Sep 2014 - Aug 2016
Advisory Operations Manager
- Train and mentor three representatives and three associates within the Advisory Operations unit.- Provide training and support to registered Investment Adviser Representatives (IARs) and their offices by answering questions regarding account paperwork, website navigation, and asset movement statuses.- Work with the Advisory Operations Managers at our.
Nov 2012 - Sep 2014
Advisory Services Analyst
- Execute daily trades to invest all funds received on TFA’s proprietary platform, Transamerica I-Series®.- Provide training and support to Investment Adviser Representatives (IARs) and their offices by answering questions regarding portfolio allocation, account paperwork, website navigation, and asset movement statuses.- Create and update sales literature.
Oct 2011 - Nov 2012
Rep Relations Specialist/Trader
- Serve as team leader by liaising between Florida-based managers and the Los Angeles Rep Relations team.- Fulfill customer service requests including account paperwork, registration and licensing, broker/dealer website, brokerage account platform, website navigation, compliance regulations and deadlines, and commissions.- Review and revise letters of.
Apr 2006 - Nov 2011
3 education records
Alina Lee Santiago education
Ba, Economics, Psychology
Ucla
Chinese Language And Literature
Beijing Normal University
International Baccalaureate
Sunny Hills High School
FAQ
Frequently asked questions about Alina Lee Santiago
Quick answers generated from the profile data available on this page.
What company does Alina Lee Santiago work for?
Alina Lee Santiago works for Continuum Advisory, LLC.
What is Alina Lee Santiago's role at Continuum Advisory, LLC?
Alina Lee Santiago is listed as Chief Compliance Officer at Continuum Advisory, LLC at Continuum Advisory, LLC.
What is Alina Lee Santiago's email address?
AeroLeads has found 1 work email signal at @continuumadvisory.com for Alina Lee Santiago at Continuum Advisory, LLC.
Where is Alina Lee Santiago based?
Alina Lee Santiago is based in Orange County, California, United States while working with Continuum Advisory, LLC.
What companies has Alina Lee Santiago worked for?
Alina Lee Santiago has worked for Continuum Advisory, Llc, Transamerica Financial Advisors, Inc., and National Planning Corporation (Npc).
How can I contact Alina Lee Santiago?
You can use AeroLeads to view verified contact signals for Alina Lee Santiago at Continuum Advisory, LLC, including work email, phone, and LinkedIn data when available.
What schools did Alina Lee Santiago attend?
Alina Lee Santiago holds Ba, Economics, Psychology from Ucla.
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