Allan Thach Email & Phone Number

Toronto, On, Ca

Toronto, Ontario, Canada

Toronto, Ontario, Canada

- Worked in both a part time and summer student full time capacity.- Completed transfers of assets over $1,000,000 CAD in value.- Completed "Transfer In" requests through the ATON system via CDS and non-ATON manual transfers (T2033, T2151, T2220).- Completed "Transfer In" and “Transfer Out”requests for registered and non-registered accounts, both "In Kind" and "In Cash", including investments in Mutual Funds, stocks, ETFs, and GIC's.- Completed and submitted various documentation for transfers of assets such as Set-Up Blotters/Mutual Fund Re-Registration forms and POAs through fax, and IAS Channel. - Completed and submitted various registered transfer documentation related to locked in plans which include Locked in Agreements and Assumption letters.- Handled transfers of residual balances from other financial institutions.- Followed up with third party relinquishing institutions on outstanding transfer requests by phone, email and fax.- Exercised attention to detail by ensuring manual transfer requests were received in good order, signature guaranteeing the request, and initiating the transfer with relinquishing institutions (by fax and email).- Researched various inquiries submitted by the support team regarding pending transfers.- Communicated with financial advisors by phone and email to ensure transfer requests were received in good order.- Completed other requests as needed (completing reports and ad hoc duties within operations).- Completed daily approvals and deposits of funds through FundServ A$M.

Toronto, Ontario, Canada

- Summer Student Intern position - Exercised attention to detail by ensuring all New Account Application Forms and Registered Account Application Forms were received in good order. - Processed account opening documents for registered and non-registered accounts (RRSP, RRIF, TFSA, OPEN, etc.).- Processed non-financial documents including Bank Information Change forms, Account Information Change Request forms, Powers of Attorney, Trading Authorization forms, etc. - Updated client KYC information in a timely manner.- Communicated with investment advisors and branch managers to ensure all documents were received in good order. - Completed other tasks as needed (completing reports and other tasks within operations).- Experienced in utilizing Broadridge RPM R-Broker.

Honours Bachelor Of Business Administration - Bba, Accounting

Diploma, Business - Accounting, Gpa - 3.80/4

High School Diploma

Activities and Societies: School Band