Allen Hendricks, Mba Email & Phone Number

United States

Greater Atlanta Area

Bronx, New York

Administrative Manager, AD-0301-00

240 Greenwich Street, New York, Ny

101 Barclay Street - Suite 20W | Ny, Ny 10286

• Ensure daily policies, procedures, practices and controls are clearly communicated, understood and complied with. Maintain an efficient and controlled operating environment in compliance with audit and regulatory requirements. Ensure high risk processes are adequately documented and breeches / errors are minimized.• Focus on continuous process and procedure improvement in order to reduce risk and improve efficiencies. Develop and administer staff training program using resources currently… Show more • Ensure daily policies, procedures, practices and controls are clearly communicated, understood and complied with. Maintain an efficient and controlled operating environment in compliance with audit and regulatory requirements. Ensure high risk processes are adequately documented and breeches / errors are minimized.• Focus on continuous process and procedure improvement in order to reduce risk and improve efficiencies. Develop and administer staff training program using resources currently provided by the firm. Identify / communicate gaps in available training and advocate with management addressing any gaps.• Compliance monitoring, which includes: regular reviews of internal audit reports and regulatory reports of examination to identify compliance related issues and to determine if sufficient correction action is being taken. Perform reviews of files, records, and procedures to ensure compliance. Assist in the assembling of information for regulatory compliance exams and Audit Committee reports. • Assist in identifying and evaluating risk areas across the operational activities. Keep abreast of latest operational risk management techniques and industry best practices. Investigate root causes of operational risks and provide support to mitigate risk.• Serve as primary SME (Subject Matter Expert) for Exchange Traded Funds Operations, which entails providing specific knowledge for various projects initiated by Operations and Technology. • Oversee daily operations of fund accounting, ensuring accurate, timely and efficient transmission of NAV to clients, internal and external sources, by reviewing staff calculations, authorizing trade transactions, and researching and resolving pricing discrepancies. • Supervise and develop fund accounting staff by assigning funds, workflow allocation & serve as primary client contact and internal liaison with other Bank groups for supervised funds and assets under management ($40 Billion). Show less

1 E 104Th Street, New York

• Responsibilities consisted of but are not limited to liaison between CFO, program managers and various state and government agencies. • Other duties included supervision of payroll, accounts payable and junior accountant. Comprehension of the concepts of multi-entity organizations, the financial transactions that occur between them and the entries required reconciling them. • Booking entries dealing with the concept of deferred revenue and expenses, and the subsequent recognition of… Show more • Responsibilities consisted of but are not limited to liaison between CFO, program managers and various state and government agencies. • Other duties included supervision of payroll, accounts payable and junior accountant. Comprehension of the concepts of multi-entity organizations, the financial transactions that occur between them and the entries required reconciling them. • Booking entries dealing with the concept of deferred revenue and expenses, and the subsequent recognition of income. Work collaboratively with program staff to establish and monitor budgets: understanding all aspects of program operations; assisted and facilitated an annual budgeting process; produced monthly financial reports that are reviewed with program managers. • Build capacity of program staff to manage budgets and plan financially. Responsible for general ledger management including preparation of entries, analysis, and reconciliation; including reconciliation of multiple bank accounts for four organizations under parent company, participation in monthly and quarterly closing, preparation of monthly and annual financial statements and year-end audit schedules and maintenance of back-up system.• Reviewed and researched regulatory issues and accounting literature relating to audits and reviews of financial statements and prepared technical accounting memos in accordance with GAAP, GAAS, ERISA and FASB Show less

120 Wall Street, Ny, Ny 10005

• Facilities Management responsible for maintaining the organization's physical plant and operations, including emergency preparedness planning and providing security for National Urban League staff and events.• Supervised diverse corporate events, such as product launches, press conferences, corporate anniversary parties, meetings, conferences, and marketing programs such as road shows and grand opening events. • Establish consistent and effective Vendor due diligence and risk… Show more • Facilities Management responsible for maintaining the organization's physical plant and operations, including emergency preparedness planning and providing security for National Urban League staff and events.• Supervised diverse corporate events, such as product launches, press conferences, corporate anniversary parties, meetings, conferences, and marketing programs such as road shows and grand opening events. • Establish consistent and effective Vendor due diligence and risk assessment processesImplement a coordinated governance process and methodology relating to ongoing vendor oversight, coordinate and lead Vendor Governance meetings• Ensure business and transaction risks are minimized and mitigated through regular review of quality and operational controls. Oversee the implementation of action plans if necessary• Establish successful and productive relationships with external vendors - some travel requiredResearch and develop tools, risk calculators, templates, key metrics and reporting to mature and communicate this discipline across the Division Show less

New York, New York

Editorial editing and research for the Book of the Month Club division.

Certificate In International Banking Risk And Regulation

Master Of Business Administration (Mba), Finance

Bachelor'S Degree, Double Major: Accounting & Business Administration

Activities and Societies: Kappa Alpha Psi Fraternity, Inc. | Epsilon Chapter