Allen Greenberg

Allen Greenberg Email and Phone Number

Chief Operating Officer at Matrix Executions @ Matrix Executions
Allen Greenberg's Location
Greater Chicago Area, United States, United States
Allen Greenberg's Contact Details

Allen Greenberg personal email

Allen Greenberg phone numbers

About Allen Greenberg

Conscientious, resourceful Options professional with extensive experience in Compliance, Brokerage, Customer Service and Management in multi-national corporate and entrepreneurial settings. Effective at translating industry regulations into business requirements, resulting in mitigating risk and cost savings across the organization. Proven ability to work directly with legal staff, senior business management, technology staff, trading staff, and client base to achieve compliance with industry regulations as well as the awareness to assist the firm in achieving its business goals. FINRA Series 3, 4, 7, 24, 28, 57, & 63 registered. FINRA Arbitrator (Chairperson Qualified). Member Securities Traders Association of Chicago (STAC)

Allen Greenberg's Current Company Details
Matrix Executions

Matrix Executions

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Chief Operating Officer at Matrix Executions
Allen Greenberg Work Experience Details
  • Matrix Executions
    Chief Operating Officer
    Matrix Executions Jan 2018 - Present
    Chicago, Illinois, Us
    Managing the day to day operations of a broker-dealer, including support, clearing and compliance staff. Establish and maintaining relationships with various exchanges and regulators.
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  • Matrix Executions
    Chief Executive Officer
    Matrix Executions Feb 2020 - Apr 2022
    Chicago, Illinois, Us
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  • Self Employed
    Independent Consultant
    Self Employed Mar 2017 - Jan 2018
    Assisted in the transition of options compliance functions during the merger of Convergex and Dash Financial. Researched and replied to Exchange and FINRA regulatory inquiries covering the period prior to the merger of firms.Assisted in the preparation and filing of documents for a new broker dealer. Prepared Written Supervisory Procedures, Employee Code of Conduct & Ethics, Electronic Communication policies, Cyber Security Policy, and other documents.
  • Convergex
    Senior Vice President, Options Compliance
    Convergex 2015 - Mar 2017
    New York, New York, Us
    Provided guidance and expertise across a multinational organization regarding listed options trading compliance. Oversaw and mentored the firm’s Sales, Support, Execution and Operations teams to bring the Options unit of the firm up to date with current regulations and practices.
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  • Convergex
    Sr. Vice President, Customer And High Touch Services
    Convergex 2010 - 2015
    New York, New York, Us
    Managed a staff of 9 (6 Customer Service, 3 Clearing) to assist in trades support, technical support and clearing/allocation issues with a client base consisting of broker-dealers, market-makers, and hedge-funds accessing 14 option exchanges through a proprietary front-end, direct market access system.
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  • Liquidpoint
    Sr. V.P. Options Execution
    Liquidpoint 2001 - 2009
    Managed professional floor execution staffs on two major options exchange floors (16 CBOE and 5 AMEX), Hired and trained staff Oversaw clearing, out-trade, option assignment resolution
  • Kich Trading
    Broker
    Kich Trading Aug 2000 - Feb 2001
  • Pjh Options
    Floor Manager
    Pjh Options Jun 1998 - Aug 2000
  • Raymond James Financial, Inc.
    Floor Manager
    Raymond James Financial, Inc. Jan 1998 - Jun 1998
    St. Petersburg, Florida, Us
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  • Geldermann/Edf Man
    Floor Manager
    Geldermann/Edf Man Jun 1994 - Dec 1997
  • Heschel Portman Options
    Phone Clerk
    Heschel Portman Options Mar 1987 - Jun 1994

Allen Greenberg Skills

Electronic Trading Series 7 Derivatives Hedge Funds Financial Markets Options Trading Trading Systems Equities Securities Equity Trading Capital Markets Bloomberg Market Data Risk Management Equity Derivatives Regulatory Compliance Finra Management Financial Services Financial Risk Trading Strategies Trading System Brokerage

Allen Greenberg Education Details

  • Illinois State University
    Illinois State University
    Business/Ecomomics

Frequently Asked Questions about Allen Greenberg

What company does Allen Greenberg work for?

Allen Greenberg works for Matrix Executions

What is Allen Greenberg's role at the current company?

Allen Greenberg's current role is Chief Operating Officer at Matrix Executions.

What is Allen Greenberg's email address?

Allen Greenberg's email address is gr****@****ail.com

What is Allen Greenberg's direct phone number?

Allen Greenberg's direct phone number is +131231*****

What schools did Allen Greenberg attend?

Allen Greenberg attended Illinois State University.

What skills is Allen Greenberg known for?

Allen Greenberg has skills like Electronic Trading, Series 7, Derivatives, Hedge Funds, Financial Markets, Options, Trading, Trading Systems, Equities, Securities, Equity Trading, Capital Markets.

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