Chief Operating Officer
CurrentManaging the day to day operations of a broker-dealer, including support, clearing and compliance staff. Establish and maintaining relationships with various exchanges and regulators.
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@matrixexecutions.com
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2 phones found area 312
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LinkedIn matched
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Allen Greenberg is listed as Chief Operating Officer at Matrix Executions at Matrix Executions, based in Greater Chicago Area, United States. AeroLeads shows a work email signal at matrixexecutions.com, phone signal with area code 312, and a matched LinkedIn profile for Allen Greenberg.
Allen Greenberg previously worked as Chief Operating Officer at Matrix Executions and Chief Executive Officer at Matrix Executions. Allen Greenberg holds Business/Ecomomics from Illinois State University.
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Conscientious, resourceful Options professional with extensive experience in Compliance, Brokerage, Customer Service and Management in multi-national corporate and entrepreneurial settings. Effective at translating industry regulations into business requirements, resulting in mitigating risk and cost savings across the organization. Proven ability to work directly with legal staff, senior business management, technology staff, trading staff, and client base to achieve compliance with industry regulations as well as the awareness to assist the firm in achieving its business goals. FINRA Series 3, 4, 7, 24, 28, 57, & 63 registered. FINRA Arbitrator (Chairperson Qualified). Member Securities Traders Association of Chicago (STAC)
Listed skills include Electronic Trading, Series 7, Derivatives, Hedge Funds, and 20 others.
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Chicago, Illinois, Us
Managing the day to day operations of a broker-dealer, including support, clearing and compliance staff. Establish and maintaining relationships with various exchanges and regulators.
Assisted in the transition of options compliance functions during the merger of Convergex and Dash Financial. Researched and replied to Exchange and FINRA regulatory inquiries covering the period prior to the merger of firms.Assisted in the preparation and filing of documents for a new broker dealer. Prepared Written Supervisory Procedures, Employee Code of Conduct & Ethics, Electronic Communication policies, Cyber Security Policy, and other documents.
New York, New York, Us
Provided guidance and expertise across a multinational organization regarding listed options trading compliance. Oversaw and mentored the firm’s Sales, Support, Execution and Operations teams to bring the Options unit of the firm up to date with current regulations and practices.
New York, New York, Us
Managed a staff of 9 (6 Customer Service, 3 Clearing) to assist in trades support, technical support and clearing/allocation issues with a client base consisting of broker-dealers, market-makers, and hedge-funds accessing 14 option exchanges through a proprietary front-end, direct market access system.
Managed professional floor execution staffs on two major options exchange floors (16 CBOE and 5 AMEX), Hired and trained staff Oversaw clearing, out-trade, option assignment resolution
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Allen Greenberg works for Matrix Executions.
Allen Greenberg is listed as Chief Operating Officer at Matrix Executions at Matrix Executions.
AeroLeads has found 2 work email signals at @matrixexecutions.com for Allen Greenberg at Matrix Executions.
AeroLeads has found 2 phone signal(s) with area code 312 for Allen Greenberg at Matrix Executions.
Allen Greenberg is based in Greater Chicago Area, United States while working with Matrix Executions.
Allen Greenberg has worked for Matrix Executions, Self Employed, Convergex, Liquidpoint, and Kich Trading.
You can use AeroLeads to view verified contact signals for Allen Greenberg at Matrix Executions, including work email, phone, and LinkedIn data when available.
Allen Greenberg holds Business/Ecomomics from Illinois State University.
Allen Greenberg is listed with skills including Electronic Trading, Series 7, Derivatives, Hedge Funds, Financial Markets, Options, Trading, and Trading Systems.
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