Compliance Officer
Current
Fortportal
Identify,assess and take corrective action on the compliance risk associated with Hofokam's current and proposed future business activities,including new products, new business relationships and any extension of operations or network.Do regular risk assessment in various departments and come up with a risk matrix.Implement the risk and compliance checklist as guided by the head of risk and compliance department and cause its periodic review in order to satisfy changing requirements for risk and compliance practices.Advise staff on the applicable laws, regulations,rules and standards and inform them about any developments in these areas.Assess the appropriateness of internal policies,procedures and guidelines, ensure a follow-up of any identified deficiencies, make recommendations for amendments where necessary, and supervise the implementation of corrective measures to mitigate the identified deficiencies.Report promptly to the risk and compliance manager on any material breaches of laws, regulations, rules, code of conduct and standards of good practice.Initiate an investigation procedure incase of violation of procedures, rules and regulations.Advise on the safety of employees, clients and the assets of the company.And any other assignment in relation to the job.