Alyssa Meyer

Alyssa Meyer Email and Phone Number

Risk & Compliance Executive @ Northwestern Mutual
Alyssa Meyer's Location
Greater Tampa Bay Area, United States, United States
Alyssa Meyer's Contact Details

Alyssa Meyer personal email

n/a
About Alyssa Meyer

Financial services compliance executive with CCO experience. Skilled program head with broad platform work history creating, leading, and transforming compliance and supervisory programs at broker/dealer, registered investment advisory, trust, bank holding company, and insurance mutual firms. Strong foundation with independent contractor, bank institution, and hybrid model firms.

Alyssa Meyer's Current Company Details
Northwestern Mutual

Northwestern Mutual

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Risk & Compliance Executive
Alyssa Meyer Work Experience Details
  • Northwestern Mutual
    Senior Director, Wealth And Investment Management Risk & Controls
    Northwestern Mutual Jan 2021 - Present
    Milwaukee, Wi, Us
    View
  • Raymond James
    Vice President, Global Head Of Enterprise Associate Conflicts Of Interest Compliance
    Raymond James Dec 2018 - Jan 2021
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Vice President, Enterprise Compliance Registrations
    Raymond James Jan 2017 - May 2019
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Vice President, Supervisory Controls Compliance, Retail- Private Client Group (Rja & Rjfs)
    Raymond James Dec 2014 - Dec 2016
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Vice President, Interim Chief Compliance Officer (Cco), Rjfs
    Raymond James Apr 2014 - Nov 2014
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Vice President, Director Of Compliance (Deputy Chief Compliance Officer), Rjfs
    Raymond James Jan 2010 - Nov 2014
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Supervisory Controls Officer, Rjfs
    Raymond James Jun 2007 - Dec 2009
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Regional Compliance Officer, Rjfs
    Raymond James May 2006 - Jun 2007
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Compliance Supervisor - Surveillance Design & Monitoring, Rjfs
    Raymond James Jun 2005 - Jun 2006
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Sr. Compliance Advisor, Rjfs
    Raymond James Jun 2004 - Jun 2005
    St. Petersburg, Florida, Us
    View
  • Raymond James
    Compliance Advisor, Rjfs
    Raymond James Dec 2001 - Jun 2004
    St. Petersburg, Florida, Us
    View

Alyssa Meyer Skills

Finra Series 24 Series 7 Securities Investment Advisory Mutual Funds Financial Services Investments Asset Management Alternative Investments Broker Dealer Aml Securities Regulation Compliance Asset Allocation Equities Financial Advisory Regulatory Analysis Compliance Testing Fixed Annuities Information Security Standards Team Leadership Broker Dealer Compliance Data Privacy Regulatory Affairs Internal Controls Compliance Technology Design And Management Training Programs Financial Policies And Procedures Fraud Detection Suitability Project Management Exception Based Reporting Associate Development Leadership Strategic Planning Branch Audit Programs Annual Compliance Certification Field Supervision Issue Resolution

Alyssa Meyer Education Details

  • University Of South Florida
    University Of South Florida
    Finance And Management

Frequently Asked Questions about Alyssa Meyer

What company does Alyssa Meyer work for?

Alyssa Meyer works for Northwestern Mutual

What is Alyssa Meyer's role at the current company?

Alyssa Meyer's current role is Risk & Compliance Executive.

What is Alyssa Meyer's email address?

Alyssa Meyer's email address is al****@****mes.com

What is Alyssa Meyer's direct phone number?

Alyssa Meyer's direct phone number is +172736*****

What schools did Alyssa Meyer attend?

Alyssa Meyer attended University Of South Florida.

What skills is Alyssa Meyer known for?

Alyssa Meyer has skills like Finra, Series 24, Series 7, Securities, Investment Advisory, Mutual Funds, Financial Services, Investments, Asset Management, Alternative Investments, Broker Dealer, Aml.

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